Filing Details
- Accession Number:
- 0001225208-13-011814
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-09 16:04:21
- Reporting Period:
- 2013-05-07
- Filing Date:
- 2013-05-09
- Accepted Time:
- 2013-05-09 16:04:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1140536 | Willis Group Holdings Plc | WSH | Insurance Agents, Brokers & Service (6411) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198866 | A Joseph Califano | C/O Willis Group Holdings Plc 51 Lime Street London, England X0 EC3M 7DQ | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, Nominal Value $0.000115 Per Share | Disposition | 2013-05-07 | 1,341 | $40.59 | 11,770 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares, Nominal Value $0.000115 Per Share | 1,000 | Indirect | By Wife |
Footnotes
- The sales reported in this Form 4 were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2012 to cover taxes incurred on the vesting of 2,753 restricted share units ("RSUs") on May 7, 2013.
- The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $40.54 to $40.65 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
- Includes 3,189 vested RSUs with a deferred settlement on the earlier of the date on which Mr. Califano no longer serves as a member of the Board of Directors and January 2, 2017.