Filing Details
- Accession Number:
- 0001127602-13-016247
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-09 15:45:56
- Reporting Period:
- 2008-11-01
- Filing Date:
- 2013-05-09
- Accepted Time:
- 2013-05-09 14:45:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368007 | Nyse Euronext | NYX | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 205110848 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1420221 | Stephane Biehler | C/O Nyse Euronext 11 Wall Street New York NY 10005 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2008-11-01 | 627 | $0.00 | 3,090 | No | 4 | C | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2008-11-01 | 238 | $30.18 | 2,852 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2009-11-01 | 836 | $0.00 | 5,110 | No | 4 | C | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2009-11-01 | 347 | $25.85 | 4,763 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-05-08 | 24,486 | $40.05 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | F | Direct | |
| No | 4 | C | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units | Disposition | 2008-11-01 | 627 | $0.00 | 627 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units | Disposition | 2009-11-01 | 836 | $0.00 | 836 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 836 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Represents conversion of Restricted Stock Units into an equal number of shares of Common Stock.
- Represents the amount of securities beneficially owned as of the applicable transaction date.
- Represents the closing price of the Common Stock on the trading day immediately before the date of delivery of the securities.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.95 to $40.13, inclusive. The reporting person undertakes to provide to NYSE Euronext, any security holder of NYSE Euronext, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
- Represents the amount of Common Stock beneficially owned by the reporting person as of May 8, 2013 following the sale of Common Stock.
- Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock. RSUs vested and shares were delivered as follows: 627 shares on November 1, 2008, and 836 shares on November 1, 2009, subject to the reporting person's continued employment with the Issuer.
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