Filing Details
- Accession Number:
- 0001137411-13-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-09 13:52:27
- Reporting Period:
- 2013-05-07
- Filing Date:
- 2013-05-09
- Accepted Time:
- 2013-05-09 13:52:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1462265 | A Robert Sturgell | 1300 Wilson Blvd. Suite 200 Arlington VA 22209 | Sr. Vp, Washington Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-07 | 1,900 | $53.08 | 5,280 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-07 | 4,533 | $55.75 | 9,813 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-07 | 254 | $65.19 | 9,559 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-07 | 400 | $65.17 | 9,159 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-07 | 400 | $65.16 | 8,759 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-07 | 300 | $65.15 | 8,459 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-07 | 400 | $65.14 | 8,059 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-07 | 400 | $65.13 | 7,659 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-07 | 300 | $65.12 | 7,359 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-07 | 100 | $65.12 | 7,259 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-07 | 700 | $65.11 | 6,559 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-07 | 200 | $65.10 | 6,359 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-07 | 400 | $65.09 | 5,959 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-07 | 1,600 | $65.08 | 4,359 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-07 | 520 | $65.07 | 3,839 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-07 | 300 | $65.06 | 3,539 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-07 | 159 | $65.05 | 3,380 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-07 | 1,900 | $0.00 | 1,900 | $53.08 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-07 | 4,533 | $0.00 | 4,533 | $55.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-11-20 | No | 4 | M | Direct | |
2,267 | 2020-11-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,533 | Indirect | By Savings Plan |
Footnotes
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of May 1, 2013.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of May 1, 2013.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.