Filing Details
- Accession Number:
- 0001140361-13-019578
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-09 09:05:33
- Reporting Period:
- 2013-05-07
- Filing Date:
- 2013-05-09
- Accepted Time:
- 2013-05-09 09:05:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1042810 | Equity One Inc. | EQY | Real Estate Investment Trusts (6798) | 521794271 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248360 | Thomas Caputo | 1600 Ne Miami Gardens Drive North Miami Beach FL 33179 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-07 | 42,500 | $11.59 | 42,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-07 | 42,500 | $26.19 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (Option to buy) | Disposition | 2013-05-06 | 42,500 | $11.59 | 92,500 | $11.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2013-02-23 | 2019-02-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 125,915 | Indirect | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (Option to buy) | $21.75 | 2012-03-14 | 2018-03-13 | 250,000 | 250,000 | Direct |
| Common Stock | Common Stock (Option to buy) | $18.88 | 2014-03-01 | 2020-02-29 | 100,000 | 100,000 | Direct |
| Common Stock | Common Stock (Option to buy) | $19.13 | 2013-03-17 | 2020-03-17 | 16,500 | 16,500 | Direct |
| Common Stock | Common Stock (Option to buy) | $19.07 | 2021-02-20 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-03-13 | 250,000 | 250,000 | Direct |
| 2020-02-29 | 100,000 | 100,000 | Direct |
| 2020-03-17 | 16,500 | 16,500 | Direct |
| 2021-02-20 | 100,000 | 100,000 | Direct |
Footnotes
- This transaction was executed in multiple trades ranging from $26.13 to $26.26; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- Held by the Thomas A.Caputo Family Trust II (the "Trust") for the benefit of the reporting person's family. The reporting person has investment control over the securities held by the Trust.
- Vests in equal installments on February 21, 2012, 2013, 2014 and 2015.
Billionaire Hedge Funds
