Filing Details
- Accession Number:
- 0001171843-13-001901
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-08 20:04:54
- Reporting Period:
- 2013-05-07
- Filing Date:
- 2013-05-08
- Accepted Time:
- 2013-05-08 20:04:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1407623 | Retail Opportunity Investments Corp | ROIC | Real Estate Investment Trusts (6798) | 260500600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 904458 | H Edward Meyer | C/O Retail Opportunity Investments Corp. 8905 Towne Centre Drive, Suite 108 San Diego CA 92122 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2013-05-07 | 3,000 | $0.00 | 33,000 | No | 4 | A | Direct | |
| Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2013-05-07 | 20,000 | $15.50 | 20,000 | No | 4 | P | Indirect | By Edward H. Meyer Revocable Trust DTD 12/28/05 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Indirect | By Edward H. Meyer Revocable Trust DTD 12/28/05 |
Footnotes
- The reporting person was granted 3,000 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. 2009 Equity Incentive Plan. The shares vest in equal installments on January 1, 2014 and the first two anniversaries thereafter.
- These shares are held by Edward H. Meyer Revocable Trust DTD 12/28/05 of which Mr. Meyer is the Trustee.
Billionaire Hedge Funds
