Filing Details

Accession Number:
0001237899-13-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-08 17:53:09
Reporting Period:
2013-05-06
Filing Date:
2013-05-08
Accepted Time:
2013-05-08 17:53:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
872589 Regeneron Pharmaceuticals Inc REGN Pharmaceutical Preparations (2834) 133444607
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1225472 M Eric Shooter 777 Old Saw Mill River Road
Tarrytown NY 10591
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-06 3,428 $24.41 3,428 No 4 M Direct
Common Stock Disposition 2013-05-06 3,428 $256.49 0 No 4 S Direct
Common Stock Acquisiton 2013-05-06 1,572 $24.41 1,572 No 4 M Direct
Common Stock Disposition 2013-05-06 1,572 $257.13 0 No 4 S Direct
Common Stock Acquisiton 2013-05-06 2,202 $33.42 2,202 No 4 M Direct
Common Stock Disposition 2013-05-06 2,202 $257.70 0 No 4 S Direct
Common Stock Acquisiton 2013-05-06 2,759 $33.42 2,759 No 4 M Direct
Common Stock Disposition 2013-05-06 2,759 $258.49 0 No 4 S Direct
Common Stock Acquisiton 2013-05-06 5,039 $33.42 5,039 No 4 M Direct
Common Stock Disposition 2013-05-06 5,039 $260.40 0 No 4 S Direct
Common Stock Acquisiton 2013-05-06 66 $57.11 66 No 4 M Direct
Common Stock Disposition 2013-05-06 66 $260.96 0 No 4 S Direct
Common Stock Acquisiton 2013-05-06 1,639 $57.11 1,639 No 4 M Direct
Common Stock Disposition 2013-05-06 1,639 $261.42 0 No 4 S Direct
Common Stock Acquisiton 2013-05-06 2,695 $57.11 2,695 No 4 M Direct
Common Stock Disposition 2013-05-06 2,695 $262.28 0 No 4 S Direct
Common Stock Acquisiton 2013-05-06 200 $57.11 200 No 4 M Direct
Common Stock Disposition 2013-05-06 200 $263.98 0 No 4 S Direct
Common Stock Acquisiton 2013-05-06 400 $57.11 400 No 4 M Direct
Common Stock Disposition 2013-05-06 400 $264.13 0 No 4 S Direct
Common Stock Acquisiton 2013-05-06 5,000 $0.00 7,500 No 4 C Indirect GRAT self
Common Stock Disposition 2013-05-06 5,000 $262.77 2,500 No 4 S Indirect GRAT self
Common Stock Acquisiton 2013-05-06 5,000 $0.00 7,500 No 4 C Indirect GRAT spouse
Common Stock Disposition 2013-05-06 400 $258.78 7,100 No 4 S Indirect GRAT spouse
Common Stock Disposition 2013-05-06 200 $259.32 6,900 No 4 S Indirect GRAT spouse
Common Stock Disposition 2013-05-06 2,100 $260.61 4,800 No 4 S Indirect GRAT spouse
Common Stock Disposition 2013-05-06 900 $261.65 3,900 No 4 S Indirect GRAT spouse
Common Stock Disposition 2013-05-06 1,200 $262.35 2,700 No 4 S Indirect GRAT spouse
Common Stock Disposition 2013-05-06 200 $264.18 2,500 No 4 S Indirect GRAT spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 C Indirect GRAT self
No 4 S Indirect GRAT self
No 4 C Indirect GRAT spouse
No 4 S Indirect GRAT spouse
No 4 S Indirect GRAT spouse
No 4 S Indirect GRAT spouse
No 4 S Indirect GRAT spouse
No 4 S Indirect GRAT spouse
No 4 S Indirect GRAT spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Class A Stock Disposition 2013-05-06 5,000 $0.00 5,000 $0.00
Common Stock Class A Stock Disposition 2013-05-06 5,000 $0.00 5,000 $0.00
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-06 3,428 $0.00 3,428 $24.41
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-06 1,572 $0.00 1,572 $24.41
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-06 2,202 $0.00 2,202 $33.42
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-06 2,759 $0.00 2,759 $33.42
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-06 5,039 $0.00 5,039 $33.42
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-06 66 $0.00 66 $57.11
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-06 1,639 $0.00 1,639 $57.11
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-06 2,695 $0.00 2,695 $57.11
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-06 200 $0.00 200 $57.11
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-05-06 400 $0.00 400 $57.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,500 No 4 C Indirect
17,500 No 4 C Indirect
1,572 2020-01-04 No 4 M Direct
0 2020-01-04 No 4 M Direct
12,798 2021-01-03 No 4 M Direct
10,039 2021-01-03 No 4 M Direct
5,000 2021-01-03 No 4 M Direct
14,934 2022-01-03 No 4 M Direct
13,295 2022-01-03 No 4 M Direct
10,600 2022-01-03 No 4 M Direct
10,400 2022-01-03 No 4 M Direct
10,000 2022-01-03 No 4 M Direct
Footnotes
  1. Represents volume-weighted average price of sales of 3,428 shares of Company stock on May 6, 2013 at prices ranging from $255.91 to $255.82. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price.
  2. Represents volume-weighted average price of sales of 1,572 shares of Company stock on May 6, 2013 at prices ranging from $257.00 to $257.37. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price.
  3. Represents volume-weighted average price of sales of 2,202 shares of Company stock on May 6, 2013 at prices ranging from $257.36 to $257.91. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price.
  4. Represents volume-weighted average price of sales of 2,759 shares of Company stock on May 6, 2013 at prices ranging from $258.02 to $258.87. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price.
  5. Represents volume-weighted average price of sales of 5,039 shares of Company stock on May 6, 2013 at prices ranging from $260.24 to $260.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price.
  6. Represents volume-weighted average price of sales of 1,639 shares of Company stock on May 6, 2013 at prices ranging from $261.00 to $261.73. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price.
  7. Represents volume-weighted average price of sales of 2,695 shares of Company stock on May 6, 2013 at prices ranging from $262.00 to $262.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price.
  8. Represents volume-weighted average price of sales of 200 shares of Company stock on May 6, 2013 at prices ranging from $263.96 to $263.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price.
  9. Class A Stock of the Company converts to Common Stock of the Company on a one-to-one basis upon certain events.
  10. Represents volume-weighted average price of sales of 5,000 shares of Company stock on May 6, 2013 at prices ranging from $262.05 to $262.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price.
  11. Represents volume-weighted average price of sales of 400 shares of Company stock on May 6, 2013 at prices ranging from $258.65 to $258.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price.
  12. Represents volume-weighted average price of sales of 200 shares of Company stock on May 6, 2013 at prices ranging from $259.00 to $259.64. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price.
  13. Represents volume-weighted average price of sales of 2,100 shares of Company stock on May 6, 2013 at prices ranging from $260.12 to $260.90. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price.
  14. Represents volume-weighted average price of sales of 900 shares of Company stock on May 6, 2013 at prices ranging from $261.40 to $261.91. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price.
  15. Represents volume-weighted average price of sales of 1,200 shares of Company stock on May 6, 2013 at prices ranging from $262.01 to $262.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price.
  16. Represents volume-weighted average price of sales of 200 shares of Company stock on May 6, 2013 at prices ranging from $264.17 to $264.18. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price.
  17. Exercisable date, exercise date, exercise price, purchase price, sales price, and/or expiration date is/are not applicable in this case.
  18. The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant.