Filing Details
- Accession Number:
- 0001181431-13-026272
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-08 17:26:55
- Reporting Period:
- 2013-05-06
- Filing Date:
- 2013-05-08
- Accepted Time:
- 2013-05-08 17:26:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1276520 | Genworth Financial Inc | GNW | Life Insurance (6311) | 800873306 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1549864 | L Kelly Groh | C/O Genworth Financial, Inc. 6620 West Broad Street Richmond VA 23230 | Vice President & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-05-06 | 10,000 | $2.46 | 18,994 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-05-06 | 10,000 | $10.61 | 8,994 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options (right to buy) | Disposition | 2013-05-06 | 10,000 | $0.00 | 10,000 | $2.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,250 | 2012-02-12 | 2019-02-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 1,216 | Indirect | by 401(k) |
Billionaire Hedge Funds
