Filing Details
- Accession Number:
- 0001181076-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-08 16:47:51
- Reporting Period:
- 2013-05-06
- Filing Date:
- 2013-05-08
- Accepted Time:
- 2013-05-08 16:47:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181076 | N Alvin Puryear | 2 Bethesda Metro Center 14Th Floor Bethesda MD 20814 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-06 | 71,168 | $3.23 | 38,412 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-06 | 71,168 | $14.41 | 38,412 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-07 | 22,582 | $3.23 | 38,412 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-07 | 22,582 | $14.41 | 38,412 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2013-05-06 | 71,168 | $0.00 | 71,168 | $3.23 |
| Common Stock | Options | Disposition | 2013-05-07 | 22,582 | $0.00 | 22,582 | $3.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,582 | 2009-09-30 | 2018-05-19 | No | 4 | M | Direct |
| 0 | 2009-09-30 | 2018-05-19 | No | 4 | M | Direct |
Footnotes
- The option vested in three equal installments beginning on September 30, 2009.
- Price reflects weighted average sales price; actual sale prices ranged from $14.40 to $14.50. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- Price reflects weighted average sales price; actual sale prices ranged from $14.40 to $14.45. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
