Filing Details

Accession Number:
0001209191-13-024908
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-08 16:45:01
Reporting Period:
2013-05-06
Filing Date:
2013-05-08
Accepted Time:
2013-05-08 16:45:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
713676 Pnc Financial Services Group Inc. PNC National Commercial Banks (6021) 251435979
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1194846 E James Rohr One Pnc Plaza
249 Fifth Avenue
Pittsburgh PA 15222-2707
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$5 Par Common Stock Acquisiton 2013-05-06 172,984 $31.07 405,892 No 4 M Direct
$5 Par Common Stock Disposition 2013-05-06 172,984 $68.41 232,908 No 4 S Direct
$5 Par Common Stock Acquisiton 2013-05-07 148,275 $31.07 381,315 No 4 M Direct
$5 Par Common Stock Disposition 2013-05-07 148,275 $68.67 233,040 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
$5 Par Common Stock Employee Stock Option (Right-to-Buy) Disposition 2013-05-06 172,984 $0.00 172,984 $31.07
$5 Par Common Stock Employee Stock Option (Right-to-Buy) Disposition 2013-05-07 148,275 $0.00 148,275 $31.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
175,359 2012-01-26 2019-02-12 No 4 M Direct
535 2012-01-26 2019-02-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
$5 Par Common Stock 37,978 Indirect 401(k) Plan
$5 Par Common Stock 3,555 Indirect By 2005 GRAT
$5 Par Common Stock 58,200 Indirect By Spouse/Trust
$5 Par Common Stock 516 Indirect By Daughter
$5 Par Common Stock 66,564 Indirect By Daughter's Irrevocable Trust
$5 Par Common Stock 251,121 Indirect By Revocable Trust
Footnotes
  1. Represents the weighted average price of shares sold in multiple transactions with prices ranging from $68.40 to $68.46. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price.
  2. Represents the weighted average price of shares sold in multiple transactions with prices ranging from $68.40 to $68.83. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price.
  3. Includes an aggregate of 132 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4.
  4. The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The amount of securities beneficially owned reflects 242 shares indirectly acquired for the account of the reporting person under the ISP in transactions exempt from reporting under Rule 16a-3(f)(1)(i)(B) that occurred subsequent to the date of the reporting person's most recent filing on Form 4 providing Table I information. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.