Filing Details
- Accession Number:
- 0001127602-13-016139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-08 16:16:29
- Reporting Period:
- 2013-05-07
- Filing Date:
- 2013-05-08
- Accepted Time:
- 2013-05-08 16:16:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 93556 | Stanley Black & Decker Inc. | SWK | Cutlery, Handtools & General Hardware (3420) | 060548860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1468682 | A. Michael Bartone | 1000 Stanley Drive New Britain CT 06053 | V.p. Corporate Tax | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-07 | 5,000 | $51.14 | 44,527 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-07 | 5,000 | $78.60 | 39,527 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-07 | 7,500 | $51.13 | 47,027 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-07 | 7,500 | $78.60 | 39,527 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-07 | 5,625 | $49.02 | 45,152 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-07 | 5,625 | $78.60 | 39,527 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-07 | 5,000 | $0.00 | 5,000 | $51.14 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-07 | 7,500 | $0.00 | 7,500 | $51.13 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-07 | 5,625 | $0.00 | 5,625 | $49.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-12-11 | No | 4 | M | Direct | |
| 0 | 2017-12-10 | No | 4 | M | Direct | |
| 1,875 | 2019-12-09 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Interest In Employer Stock Fund (401(k) Plan) | $0.00 | 1,693 | 1,693 | Direct | ||
| Common Stock | Interest in Employer Stock Fund (Supplemental Plan) | $0.00 | 241 | 241 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,693 | 1,693 | Direct | |
| 241 | 241 | Direct |
Footnotes
- Currently 100% vested
- 5,625 shares are exercisable, 1,875 shares will become exercisable on December 9, 2013.
- Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
- Exempt
- Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
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