Filing Details
- Accession Number:
- 0001451505-13-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-08 16:10:39
- Reporting Period:
- 2013-05-07
- Filing Date:
- 2013-05-08
- Accepted Time:
- 2013-05-08 16:10:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1451505 | Transocean Ltd. | RIG | Drilling Oil & Gas Wells (1381) | 980599916 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1140807 | Ian Strachan | 10 Chemin De Blandonnet Vernier 1214 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Registered Shares | Acquisiton | 2013-05-07 | 5,635 | $21.15 | 11,558 | No | 4 | M | Direct | |
Registered Shares | Disposition | 2013-05-07 | 2,179 | $55.10 | 9,379 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Registered Shares | Stock Options | Disposition | 2013-05-07 | 5,635 | $21.15 | 5,635 | $21.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-05-07 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $55.101 to $55.104. The reporting person will provide Transocean Ltd., any security holder of Transocean Ltd. or the staff of the Securities and Exchange Commission, upon request, full confirmation of the number of shares sold at each separate price within the ranges set forth in this footnote.
- The options are fully vested and exercisable.
- These stock options were exercised automatically prior to their expiration pursuant to an auto-exercise feature Transocean Ltd. has implemented with its administrator and record-keeeper under its long-term incentive plan.