Filing Details
- Accession Number:
- 0001181431-13-026177
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-08 16:00:56
- Reporting Period:
- 2013-05-07
- Filing Date:
- 2013-05-08
- Accepted Time:
- 2013-05-08 15:00:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 802681 | Bryn Mawr Bank Corp | BMTC | State Commercial Banks (6022) | 232434506 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1272180 | Duncan James Smith | 801 Lancaster Avenue Bryn Mawr PA 19010 | Treasurer & Assist. Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-05-07 | 5,000 | $22.50 | 905 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-08 | 1,775 | $18.27 | 2,680 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-08 | 3,225 | $18.91 | 5,905 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | Disposition | 2013-05-08 | 3,225 | $18.91 | 3,225 | $18.91 |
| Common Stock | Options to Purchase Common Stock | Disposition | 2013-05-08 | 1,775 | $18.27 | 1,775 | $18.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,775 | 2005-05-12 | 2015-05-12 | No | 4 | M | Direct |
| 4,600 | 2010-08-21 | 2019-08-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,581 | Indirect | Held in 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | $21.21 | 2005-12-12 | 2015-12-12 | 12,000 | 12,000 | Direct |
| Common Stock | Options to Purchase Common Stock | $22.00 | 2008-08-29 | 2017-08-29 | 9,000 | 9,000 | Direct |
| Common Stock | Options to Purchase Common Stock | $24.27 | 2009-08-18 | 2018-08-18 | 9,000 | 9,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-12-12 | 12,000 | 12,000 | Direct |
| 2017-08-29 | 9,000 | 9,000 | Direct |
| 2018-08-18 | 9,000 | 9,000 | Direct |
Footnotes
- These options were granted to the reporting person under BMBC's 2004 Stock Option Plan in a transaction exempt under Rule 16b-3.
- These options become exercisable over a five (5) year period in 20% increments starting on 08/29/2008 and on each 08/29 thereafter until the options are fully exercisable.
- These options were granted to the reporting person under BMBC's 2007 Long-term Incentive Plan.
- The options become exercisable over a five (5) year period in 20% increments starting on 8/18/2009 and on each 8/18 thereafter until the options are fully exercisable.
- The options become exercisable over a five (5) year period in 20% increments starting on 8/21/2010 and on each 8/21 thereafter until the options are fully exercisable.
- This information based on a plan statement dated 5/2/2013
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