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Filing Details

Accession Number:: 0000049071-13-000074
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-08 14:27:36
Reporting Period:: 2013-05-06

Filing Date:: 2013-05-08
Accepted Time:: 2013-05-08 14:27:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1301372	E Steven Mcculley	Humana Inc. 500 West Main Street Louisville KY 40202	Vice President & Controller	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2013-05-06	13,994	$45.98	28,191	No	4	M	Direct
Humana Common	Acquisiton	2013-05-06	3,333	$41.83	31,524	No	4	M	Direct
Humana Common	Disposition	2013-05-06	1,897	$76.29	29,627	No	4	F	Direct
Humana Common	Disposition	2013-05-06	10,300	$75.63	19,327	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2013-05-06	13,994	$0.00	13,994	$45.98
Humana Common	Options	Disposition	2013-05-06	3,333	$0.00	3,333	$41.83

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2015-04-01	No	4	M	Direct
0		2016-02-19	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Humana Common	695	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$72.84	2020-02-20	4,576	4,576	Direct
Humana Common	Restricted Stock Units	$0.00		8,990	8,990	Direct
Humana Common	Restricted Stock Units	$0.00		5,076	5,076	Direct
Humana Common	Restricted Stock Units	$0.00		1,510	1,510	Direct
Humana Common	Phantom Stock Units	$0.00		7	7	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-02-20	4,576	4,576	Direct
	8,990	8,990	Direct
	5,076	5,076	Direct
	1,510	1,510	Direct
	7	7	Indirect

Footnotes

Stock units held for the benefit of reporting person as of April 30, 2013 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.
Incentive and Non-Qualified stock options granted to reporting person on 4/1/08, NQ options vesting in three increments from 4/1/11 to 4/1/13, and ISO's vesting in two increments on 4/1/12 and 4/1/13.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
Restricted stock units granted to reporting person on 2/20/13, 100% of the award is vesting on 2/20/16.
Phantom Stock Units held for the benefit of reporting person as of April 30, 2013 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan.