Filing Details
- Accession Number:
- 0001127602-13-015954
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-07 16:52:05
- Reporting Period:
- 2013-05-06
- Filing Date:
- 2013-05-07
- Accepted Time:
- 2013-05-07 16:52:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86312 | Travelers Companies Inc. | TRV | Fire, Marine & Casualty Insurance (6331) | 410518860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201696 | S Jay Fishman | The Travelers Companies, Inc. 385 Washington Street St. Paul MN 55102 | Chairman & Chief Exec. Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-06 | 241,600 | $36.97 | 726,408 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-06 | 241,600 | $85.19 | 484,808 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-05-06 | 241,600 | $0.00 | 241,600 | $36.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-01-25 | 2015-01-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,321 | Indirect | 401(k) Plan |
| Common Stock | 288 | Indirect | By Children's 12-year Trust |
| Common Stock | 60,000 | Indirect | In Trust |
Footnotes
- The transactions reported on this Form 4 were made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934 and previously disclosed in the Issuer's most recent Form 10-Q filed on April 23, 2013 with the Securities and Exchange Commission.
- Represents the weighted average sales price for price increments ranging from $84.91 to $85.54. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The Reporting Person disclaims beneficial ownership of these shares.
Billionaire Hedge Funds
