Filing Details
- Accession Number:
- 0001181431-13-025774
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-07 13:58:47
- Reporting Period:
- 2013-05-06
- Filing Date:
- 2013-05-07
- Accepted Time:
- 2013-05-07 13:58:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1177264 | Iii O Michael Mccarthy | C/O Infinera Corporation 140 Caspian Court Sunnyvale CA 94089 | Chief Legal & Admin Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-06 | 7,996 | $1.32 | 113,495 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-06 | 11,805 | $2.00 | 125,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-06 | 24,687 | $8.68 | 100,613 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-06 | 7,996 | $0.00 | 7,996 | $1.32 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-06 | 11,805 | $0.00 | 11,805 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-11-28 | No | 4 | M | Direct | |
| 0 | 2016-08-08 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $7.11 | 2019-02-10 | 45,309 | 45,309 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $7.45 | 2019-08-10 | 51,040 | 51,040 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $8.19 | 2016-11-23 | 56,250 | 56,250 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $7.61 | 2017-06-06 | 25,642 | 25,642 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $7.61 | 2017-06-06 | 29,355 | 29,355 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $7.61 | 2018-02-28 | 2,236 | 2,236 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $7.61 | 2018-02-28 | 46,345 | 46,345 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $8.58 | 2021-02-10 | 16,250 | 16,250 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $8.58 | 2021-02-10 | 48,750 | 48,750 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $8.58 | 2021-02-10 | 27,195 | 27,195 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $8.58 | 2021-02-10 | 19,749 | 19,749 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-02-10 | 45,309 | 45,309 | Direct |
| 2019-08-10 | 51,040 | 51,040 | Direct |
| 2016-11-23 | 56,250 | 56,250 | Direct |
| 2017-06-06 | 25,642 | 25,642 | Direct |
| 2017-06-06 | 29,355 | 29,355 | Direct |
| 2018-02-28 | 2,236 | 2,236 | Direct |
| 2018-02-28 | 46,345 | 46,345 | Direct |
| 2021-02-10 | 16,250 | 16,250 | Direct |
| 2021-02-10 | 48,750 | 48,750 | Direct |
| 2021-02-10 | 27,195 | 27,195 | Direct |
| 2021-02-10 | 19,749 | 19,749 | Direct |
Footnotes
- The option is fully vested.
- This price represents the weighted average sale price of the shares sold ranging from $8.68 to $8.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
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