Filing Details
- Accession Number:
- 0001127602-13-015883
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-07 12:40:47
- Reporting Period:
- 2013-05-06
- Filing Date:
- 2013-05-07
- Accepted Time:
- 2013-05-07 12:40:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397703 | G Lawrence Smith | 1010 Grand Blvd Kansas City MO 64106 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-06 | 1,333 | $37.73 | 9,245 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-06 | 1,139 | $41.37 | 10,384 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-06 | 2,378 | $37.84 | 12,762 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-06 | 200 | $50.58 | 12,562 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-06 | 200 | $50.59 | 12,362 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-06 | 77 | $50.60 | 12,285 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-06 | 662 | $50.38 | 11,623 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-06 | 1,828 | $50.45 | 9,795 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-06 | 350 | $50.46 | 9,445 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-06 | 200 | $50.47 | 9,245 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-06 | 833 | $50.61 | 8,412 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-06 | 500 | $50.62 | 7,912 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-06 | 1,333 | $0.00 | 1,333 | $37.73 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-06 | 1,139 | $0.00 | 1,139 | $41.37 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-06 | 2,378 | $0.00 | 2,378 | $37.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-01-01 | 2018-01-01 | No | 4 | M | Direct |
1,139 | 2012-01-01 | 2019-01-01 | No | 4 | M | Direct |
2,379 | 2013-01-01 | 2020-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 844 | Indirect | By 401(k) |
Common Stock | 177 | Indirect | by ESOP |
Footnotes
- Includes shares acquired through dividend reinvestment of restricted stock shares
- Participant acquired shares of UMB Financial Corporation through contributions to the UMB Financial 401(k) Plan
- Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report
- Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
- Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
- Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015