Filing Details

Accession Number:
0001127602-13-015883
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-07 12:40:47
Reporting Period:
2013-05-06
Filing Date:
2013-05-07
Accepted Time:
2013-05-07 12:40:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101382 Umb Financial Corp UMBF National Commercial Banks (6021) 430903811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397703 G Lawrence Smith 1010 Grand Blvd
Kansas City MO 64106
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-06 1,333 $37.73 9,245 No 4 M Direct
Common Stock Acquisiton 2013-05-06 1,139 $41.37 10,384 No 4 M Direct
Common Stock Acquisiton 2013-05-06 2,378 $37.84 12,762 No 4 M Direct
Common Stock Disposition 2013-05-06 200 $50.58 12,562 No 4 S Direct
Common Stock Disposition 2013-05-06 200 $50.59 12,362 No 4 S Direct
Common Stock Disposition 2013-05-06 77 $50.60 12,285 No 4 S Direct
Common Stock Disposition 2013-05-06 662 $50.38 11,623 No 4 S Direct
Common Stock Disposition 2013-05-06 1,828 $50.45 9,795 No 4 S Direct
Common Stock Disposition 2013-05-06 350 $50.46 9,445 No 4 S Direct
Common Stock Disposition 2013-05-06 200 $50.47 9,245 No 4 S Direct
Common Stock Disposition 2013-05-06 833 $50.61 8,412 No 4 S Direct
Common Stock Disposition 2013-05-06 500 $50.62 7,912 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-05-06 1,333 $0.00 1,333 $37.73
Common Stock Stock Option (Right to Buy) Disposition 2013-05-06 1,139 $0.00 1,139 $41.37
Common Stock Stock Option (Right to Buy) Disposition 2013-05-06 2,378 $0.00 2,378 $37.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-01-01 2018-01-01 No 4 M Direct
1,139 2012-01-01 2019-01-01 No 4 M Direct
2,379 2013-01-01 2020-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 844 Indirect By 401(k)
Common Stock 177 Indirect by ESOP
Footnotes
  1. Includes shares acquired through dividend reinvestment of restricted stock shares
  2. Participant acquired shares of UMB Financial Corporation through contributions to the UMB Financial 401(k) Plan
  3. Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report
  4. Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
  5. Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
  6. Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015