Filing Details
- Accession Number:
- 0001179110-13-007862
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-06 21:45:45
- Reporting Period:
- 2013-05-02
- Filing Date:
- 2013-05-06
- Accepted Time:
- 2013-05-06 21:45:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 919722 | Astex Pharmaceuticals Inc | ASTX | Pharmaceutical Preparations (2834) | 911841574 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236365 | J S James Manuso | C/O Astex Pharmaceuticals, Inc. 4140 Dublin Boulevard, Suite 200 Dublin CA 94568 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-02 | 38,000 | $4.03 | 44,400 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-02 | 38,000 | $5.87 | 6,400 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (Right to buy) | Disposition | 2013-05-02 | 7,500 | $0.00 | 7,500 | $4.03 |
| Common Stock | Director Stock Option (Right to buy) | Disposition | 2013-05-02 | 30,500 | $0.00 | 30,500 | $4.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-22 | No | 4 | M | Direct | |
| 29,500 | 2003-05-22 | 2013-05-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 70 | Indirect | See note |
Footnotes
- Includes 60 shares held individually by spouse and 10 shares held by spouse as custodian for their daughter under the Uniform Grant to Minors Act.
- Option vested and became exercisable as to 1/4th of the shares on the May 22, 2003 grant date and on each three-month anniversary thereafter.
Billionaire Hedge Funds
