Filing Details
- Accession Number:
- 0001209191-13-024319
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-06 20:01:14
- Reporting Period:
- 2013-05-02
- Filing Date:
- 2013-05-06
- Accepted Time:
- 2013-05-06 20:01:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
889936 | Privatebancorp Inc | PVTB | State Commercial Banks (6022) | 363681151 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1262953 | Gtcr Golder Rauner Ii Llc | 300 N. Lasalle Street Suite 5600 Chicago IL 60654 | Yes | No | Yes | No | |
1358713 | P L Ix/A Fund Gtcr | 300 N. Lasalle Street Suite 5600 Chicago IL 60654 | Yes | No | Yes | No | |
1421266 | Gtcr Partners Ix, L.p. | 300 N. Lasalle Street Suite 5600 Chicago IL 60654 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-02 | 1,661,499 | $0.00 | 6,943,640 | No | 4 | C | Direct | |
Common Stock | Disposition | 2013-05-02 | 1,703,196 | $18.90 | 5,240,444 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Voting Common Stock | Disposition | 2013-05-02 | 1,661,499 | $0.00 | 1,661,499 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,349,683 | No | 4 | C | Direct |
Footnotes
- GTCR FUND IX/A, L.P. ("FUND IX/A") is the direct beneficial owner of shares reported in Tables I and II. GTCR Partners IX, L.P. ("GTCR Partners IX") is the general partner of FUND IX/A and GTCR Golder Rauner II, L.L.C. ("GTCR") is the general partner of GTCR Partners IX. As such, GTCR Partners IX and GTCR may be deemed to be beneficial owners of the shares reported in Tables I and II. The filing of this form shall not be deemed an admission that GTCR Partners IX or GTCR is, for Section 16 purposes or otherwise, the beneficial owner of those shares.
- Each share of Non-Voting Common Stock is convertible into Common Stock on a one-for-one basis.
- The conversion of the Non-Voting Common Stock to Common Stock will be completed in connection with the settlement of the sale of Common Stock.
- The Non-Voting common Stock is convertible into Common Stock at any time and has no expiration date.