Filing Details
- Accession Number:
- 0001021561-13-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-06 19:32:39
- Reporting Period:
- 2013-05-02
- Filing Date:
- 2013-05-06
- Accepted Time:
- 2013-05-06 19:32:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1021561 | Nu Skin Enterprises Inc | NUS | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 870565309 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1289555 | E Scott Schwerdt | C/O Nu Skin Enterprises, Inc. 75 West Center Street Provo UT 84601 | President, Americas Region | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-05-02 | 56,250 | $9.40 | 91,312 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-05-02 | 56,250 | $53.00 | 35,062 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Options (right to buy) | Disposition | 2013-05-02 | 56,250 | $0.00 | 56,250 | $9.40 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-05-06 | 16,667 | $0.00 | 16,667 | $30.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,750 | 2016-02-27 | No | 4 | M | Direct | |
33,334 | 2013-05-06 | 2017-11-15 | No | 4 | A | Direct |
Footnotes
- Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.
- Currently exercisable in full.
- On November 15, 2010, the reporting person was granted an option to purchase 50,000 shares of Class A Common Stock. The option vests in three equal tranches based on Nu Skin Enterprises, Inc.'s satisfaction of certain performance criteria. On May 6, 2013, the performance criteria for the second tranche were met, resulting in vesting of the option as to 16,667 shares.