Filing Details
- Accession Number:
- 0001209191-13-024282
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-06 18:26:11
- Reporting Period:
- 2013-05-02
- Filing Date:
- 2013-05-06
- Accepted Time:
- 2013-05-06 18:26:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
817720 | Synaptics Inc | SYNA | Services-Computer Programming Services (7371) | 770118518 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225992 | F Francis Lee | 3120 Scott Blvd. Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-02 | 20,672 | $10.93 | 23,678 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-02 | 12,559 | $20.17 | 36,237 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-02 | 16,250 | $39.02 | 19,987 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-02 | 16,981 | $40.00 | 3,006 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-05-03 | 10,800 | $10.93 | 13,806 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-03 | 23,966 | $20.17 | 37,772 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-03 | 30,800 | $40.43 | 6,972 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-03 | 3,966 | $40.29 | 3,006 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-02 | 20,672 | $0.00 | 20,672 | $10.93 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-02 | 12,559 | $0.00 | 12,559 | $20.17 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-05-03 | 10,800 | $0.00 | 10,800 | $10.93 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-03 | 23,966 | $0.00 | 23,966 | $20.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,800 | 2014-01-21 | No | 4 | M | Direct | |
192,441 | 2015-01-18 | No | 4 | M | Direct | |
0 | 2014-01-21 | No | 4 | M | Direct | |
168,475 | 2015-01-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 65,487 | Indirect | By Trust |
Common Stock | 32,422 | Indirect | By Trust |
Common Stock | 32,422 | Indirect | By Trust |
Common Stock | 4,000 | Indirect | As Custodian |
Footnotes
- The shares were sold pursuant to a 10b5-1 Sales Plan dated April 30, 2013.
- The shares are held by EF Lee Family 2012 Irr Trust, which were previously reported as being held by Francis F. Lee and Evelyn C. Lee as Co-Trustees of the Lee 1999 Living Trust dated March 16, 1999.
- The shares are held by Francis F. Lee, Trustee of the Francis Lee 2002 Irrevocable Trust.
- The shares are held by Evelyn C. Lee, the reporting person's spouse, Trustee of the Evelyn Lee 2002 Irrevocable Trust.
- The shares are held by the reporting person as custodian for his child.
- 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 21, 2004 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 21st day of each month thereafter.
- 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 18, 2005 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 18th day of each month thereafter.