Filing Details
- Accession Number:
- 0001179110-13-007823
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-06 17:47:44
- Reporting Period:
- 2013-05-02
- Filing Date:
- 2013-05-06
- Accepted Time:
- 2013-05-06 17:47:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31462 | Ecolab Inc | ECL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 410231510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189430 | W Jerry Levin | J. W. Levin Partners, Llc 9 West 57Th Street, 26Th Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-05-03 | 5,421 | $84.91 | 28,286 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-05-03 | 6,700 | $29.29 | 34,986 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-03 | 2,303 | $85.21 | 32,683 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-05-03 | 5,600 | $32.57 | 38,283 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-03 | 2,140 | $85.21 | 36,143 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-05-03 | 5,086 | $31.95 | 41,229 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-03 | 1,906 | $85.21 | 39,323 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-05-03 | 4,800 | $37.91 | 44,123 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-03 | 2,135 | $85.21 | 41,988 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-05-03 | 4,300 | $42.91 | 46,288 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-03 | 2,165 | $85.21 | 44,123 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-05-02 | 3,200 | $0.00 | 3,200 | $84.27 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-03 | 6,700 | $0.00 | 6,700 | $29.29 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-03 | 5,600 | $0.00 | 5,600 | $32.57 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-03 | 5,086 | $0.00 | 5,086 | $31.95 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-03 | 4,800 | $0.00 | 4,800 | $37.91 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-03 | 4,300 | $0.00 | 4,300 | $42.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,200 | 2013-08-02 | 2023-05-02 | No | 4 | A | Direct |
0 | 2004-05-07 | 2014-05-07 | No | 4 | M | Direct |
0 | 2005-05-06 | 2015-05-06 | No | 4 | M | Direct |
0 | 2005-08-30 | 2014-05-07 | No | 4 | M | Direct |
0 | 2006-05-12 | 2016-05-12 | No | 4 | M | Direct |
0 | 2007-05-04 | 2017-05-04 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $84.90 to $84.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Reflects the reporting person's payment of the exercise price for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.
- The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.