Filing Details

Accession Number:
0001179110-13-007823
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-06 17:47:44
Reporting Period:
2013-05-02
Filing Date:
2013-05-06
Accepted Time:
2013-05-06 17:47:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31462 Ecolab Inc ECL Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) 410231510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189430 W Jerry Levin J. W. Levin Partners, Llc
9 West 57Th Street, 26Th Floor
New York NY 10019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-03 5,421 $84.91 28,286 No 4 S Direct
Common Stock Acquisiton 2013-05-03 6,700 $29.29 34,986 No 4 M Direct
Common Stock Disposition 2013-05-03 2,303 $85.21 32,683 No 4 F Direct
Common Stock Acquisiton 2013-05-03 5,600 $32.57 38,283 No 4 M Direct
Common Stock Disposition 2013-05-03 2,140 $85.21 36,143 No 4 F Direct
Common Stock Acquisiton 2013-05-03 5,086 $31.95 41,229 No 4 M Direct
Common Stock Disposition 2013-05-03 1,906 $85.21 39,323 No 4 F Direct
Common Stock Acquisiton 2013-05-03 4,800 $37.91 44,123 No 4 M Direct
Common Stock Disposition 2013-05-03 2,135 $85.21 41,988 No 4 F Direct
Common Stock Acquisiton 2013-05-03 4,300 $42.91 46,288 No 4 M Direct
Common Stock Disposition 2013-05-03 2,165 $85.21 44,123 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2013-05-02 3,200 $0.00 3,200 $84.27
Common Stock Stock Option (Right to Buy) Disposition 2013-05-03 6,700 $0.00 6,700 $29.29
Common Stock Stock Option (Right to Buy) Disposition 2013-05-03 5,600 $0.00 5,600 $32.57
Common Stock Stock Option (Right to Buy) Disposition 2013-05-03 5,086 $0.00 5,086 $31.95
Common Stock Stock Option (Right to Buy) Disposition 2013-05-03 4,800 $0.00 4,800 $37.91
Common Stock Stock Option (Right to Buy) Disposition 2013-05-03 4,300 $0.00 4,300 $42.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,200 2013-08-02 2023-05-02 No 4 A Direct
0 2004-05-07 2014-05-07 No 4 M Direct
0 2005-05-06 2015-05-06 No 4 M Direct
0 2005-08-30 2014-05-07 No 4 M Direct
0 2006-05-12 2016-05-12 No 4 M Direct
0 2007-05-04 2017-05-04 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $84.90 to $84.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Reflects the reporting person's payment of the exercise price for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.
  3. The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.