Filing Details
- Accession Number:
- 0001181431-13-025568
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-05-06 17:37:52
- Reporting Period:
- 2011-11-15
- Filing Date:
- 2013-05-06
- Accepted Time:
- 2013-05-06 17:37:52
- Original Submission Date:
- 2012-04-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1293780 | J Jameson Mcjunkin | Madrone Capital Partners 3000 Sand Hill Road, Building 1, Suite 1 Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-04-04 | 3,280,532 | $0.00 | 3,280,532 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2012-04-04 | 585,912 | $0.00 | 3,866,444 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2012-04-04 | 446,563 | $0.00 | 4,313,007 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2012-04-04 | 763,889 | $6.00 | 5,076,896 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2012-04-04 | 26,382 | $5.27 | 5,103,278 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- This Amendment is filed solely to correct the code used to report an acquisition of securities.
- The shares reflect the automatic conversion of 3,280,532 shares of the Issuer's Series D Preferred Stock for 3,280,532 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering.
- The shares reflect the automatic conversion of 585,912 shares of the Issuer's Series E Preferred Stock for 585,912 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering.
- Notes and accrued interest in the aggregate of $2,679,386.89 converted automatically upon the closing of the Issuer's initial public offering into shares of Common Stock at a conversion price of $6.00.
- The shares are directly held by Madrone Partners L.P. Affiliated individuals and the Reporting Person, a member of the Issuer's board of directors, share voting and dispositive power over shares held by Madrone Partners L.P.; however, the affiliated individuals and the Reporting Person disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.