Filing Details

Accession Number:
0001181431-13-025568
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-05-06 17:37:52
Reporting Period:
2011-11-15
Filing Date:
2013-05-06
Accepted Time:
2013-05-06 17:37:52
Original Submission Date:
2012-04-04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463101 Enphase Energy Inc. ENPH Semiconductors & Related Devices (3674) 204645388
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1293780 J Jameson Mcjunkin Madrone Capital Partners
3000 Sand Hill Road, Building 1, Suite 1
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-04-04 3,280,532 $0.00 3,280,532 No 4 C Indirect See Footnote
Common Stock Acquisiton 2012-04-04 585,912 $0.00 3,866,444 No 4 C Indirect See Footnote
Common Stock Acquisiton 2012-04-04 446,563 $0.00 4,313,007 No 4 C Indirect See Footnote
Common Stock Acquisiton 2012-04-04 763,889 $6.00 5,076,896 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-04-04 26,382 $5.27 5,103,278 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. This Amendment is filed solely to correct the code used to report an acquisition of securities.
  2. The shares reflect the automatic conversion of 3,280,532 shares of the Issuer's Series D Preferred Stock for 3,280,532 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering.
  3. The shares reflect the automatic conversion of 585,912 shares of the Issuer's Series E Preferred Stock for 585,912 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering.
  4. Notes and accrued interest in the aggregate of $2,679,386.89 converted automatically upon the closing of the Issuer's initial public offering into shares of Common Stock at a conversion price of $6.00.
  5. The shares are directly held by Madrone Partners L.P. Affiliated individuals and the Reporting Person, a member of the Issuer's board of directors, share voting and dispositive power over shares held by Madrone Partners L.P.; however, the affiliated individuals and the Reporting Person disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.