Filing Details
- Accession Number:
- 0001104659-13-037641
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-06 16:45:58
- Reporting Period:
- 2013-05-02
- Filing Date:
- 2013-05-06
- Accepted Time:
- 2013-05-06 16:45:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1440024 | Roadrunner Transportation Systems Inc. | RRTS | Arrangement Of Transportation Of Freight & Cargo (4731) | 202454942 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1164105 | Thayer Equity Investors V Lp | 1730 Pennsylvania Avenue Suite 525 Washington DC 20006 | No | No | Yes | No | |
1417092 | Hci Equity Partners Iii, L.p. | 1730 Pennsylvania Avenue Suite 525 Washington DC 20006 | No | No | Yes | No | |
1435877 | Hci Co-Investors Iii, L.p. | 1730 Pennsylvania Avenue Suite 525 Washington DC 20006 | No | No | Yes | No | |
1446265 | Tc Co-Investors V, Llc | 1730 Pennsylvania Avenue Suite 525 Washington DC 20006 | No | No | Yes | No | |
1446268 | Tc Roadrunner-Dawes Holdings, L.l.c. | 1730 Pennsylvania Avenue Suite 525 Washington DC 20006 | No | No | Yes | No | |
1446269 | Tc Sargent Holdings, L.l.c. | 1730 Pennsylvania Avenue Suite 525 Washington DC 20006 | No | No | Yes | No | |
1519430 | Hci Equity Partners, L.l.c. | 1730 Pennsylvania Avenue Suite 525 Washington DC 20006 | No | No | Yes | No | |
1519431 | Hci Equity Management, L.p. | 1730 Pennsylvania Avenue Suite 525 Washington DC 20006 | No | No | Yes | No | |
1519438 | Hci Management Iii, L.p. | 1730 Pennsylvania Avenue Suite 525 Washington DC 20006 | No | No | Yes | No | |
1519734 | Hc Equity Partners V, L.l.c. | 1730 Pennsylvania Avenue Suite 525 Washington DC 20006 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-05-02 | 1,000,000 | $22.46 | 13,246,625 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Represents 816,487 shares sold by Thayer Equity Investors V, L.P. ("Thayer"); 1,711 shares sold by TC Roadrunner-Dawes Holdings, L.L.C. ("TC Roadrunner"); 1,717 shares sold by TC Sargent Holdings, L.L.C. ("TC Sargent"); 177,512 shares sold by HCI Equity Partners III, L.P. (f/k/a Thayer | Hidden Creek Partners II, L.P. ) ("Partners III"); and 2,573 shares sold by HCI Co-Investors III, L.P. (f/k/a THC Co-Investors II, L.P.) ("Co-Investors III"). HC Equity Partners V, L.L.C. ("HC Equity") is the general partner of Thayer; HCI Equity Management, L.P. ("HCI") is the sole manager of TC Co-Investors V, L.L.C. ("Co-Investors"), the managing member of TC Sargent and TC Roadrunner; HCI Management III, L.P. ("HCI Management III") is the general partner of Partners III and Co-Investors III. HCI Equity Partners, L.L.C. ("HCI Equity Partners") is the managing member/general partner of HC Equity, HCI and HCI Management III.
- Represents 10,815,705 shares held by Thayer; 22,658 shares held by TC Roadrunner; 22,738 shares held by TC Sargent; 2,351,435 shares held by Partners III; and 34,089 shares held by Co-Investors III.
- HC Equity, HCI, Co-Investors, HCI Management III and HCI Equity Partners may be deemed to be beneficial owners of the shares reported in Table I. Each of HC Equity, HCI, Co-Investors, HCI Management III, and HCI Equity Partners expressly disclaims beneficial ownership of the shares reported in Table I except to the extent of any pecuniary interest therein. The filing of this form should not be deemed an admission that HC Equity, HCI, Co-Investors, HCI Management III or HCI Equity Partners is, for Section 16 purposes or otherwise, the beneficial owner of such shares.