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Filing Details

Accession Number:: 0001127602-13-015704
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-06 15:39:03
Reporting Period:: 2013-05-03

Filing Date:: 2013-05-06
Accepted Time:: 2013-05-06 14:39:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
53669	Johnson Controls Inc	JCI	Public Bldg & Related Furniture (2531)	390380010

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1344887	A Charles Harvey	5757 N. Green Bay Avenue P.o. Box 591 Milwaukee WI 53201-0591	Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2013-03-12	300	$0.00	38,884	No	5	G	Direct
Common Stock	Acquisiton	2013-05-03	27,312	$20.56	66,495	No	4	M	Direct
Common Stock	Disposition	2013-05-03	27,312	$35.05	39,183	No	4	S	Direct
Common Stock	Acquisiton	2013-05-06	8,388	$20.56	47,571	No	4	M	Direct
Common Stock	Disposition	2013-05-06	8,388	$35.18	39,183	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	G	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-05-03	27,312	$0.00	27,312	$20.56
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-05-06	8,388	$0.00	8,388	$20.56

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
8,388	2006-11-17	2014-11-17	No	4	M	Direct
0	2006-11-17	2014-11-17	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	9,143	Indirect	By 401(k) Plan Trust

Footnotes

The reporting person's holdings include 329.23 shares acquired under the issuer's dividend reinvestment and common stock purchase plan since the reporting person's last report. These shares were acquired pursuant to the employee stock purchase plan provisions of the dividend reinvestment and common stock purchase plan, which acquisitions are exempt from Section 16.
Includes 171.49 shares acquired via dividend reinvestment on December 28, 2012 at $30.28 per share.
The reporting person's holdings include 144.46 shares acquired under the issuer's dividend reinvestment and common stock purchase plan since the reporting person's last report. These shares were acquired pursuant to the employee stock purchase plan provisions of the dividend reinvestment and common stock purchase plan, which acquisitions are exempt from Section 16.
Includes 153.93 shares acquired via dividend reinvestment on April 2, 2013 at $34.24 per share.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35 to $35.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 5 of this Form 4.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.08 to $35.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 6 of this Form 4.
The number of underlying securities is based on the stock fund balance on May 3, 2013. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a May 3, 2013, stock fund price of $34.89 per share, and includes a company match of 353.440 phantom stock units acquired on February 14, 2013 at $31.83 per unit.