Filing Details
- Accession Number:
- 0001127602-13-015684
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-06 13:46:40
- Reporting Period:
- 2013-05-03
- Filing Date:
- 2013-05-06
- Accepted Time:
- 2013-05-06 13:46:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
72971 | Wells Fargo & Company | WFC | National Commercial Banks (6021) | 410449260 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1452637 | A Kevin Rhein | 90 South 7Th Street 4Th Floor Minneapolis MN 55402-3903 | Sr. Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1 2/3 Par Value | Disposition | 2013-05-03 | 2,000 | $37.76 | 70,338 | No | 4 | S | Direct | |
Common Stock, $1 2/3 Par Value | Acquisiton | 2013-05-03 | 120,000 | $13.05 | 190,338 | No | 4 | M | Direct | |
Common Stock, $1 2/3 Par Value | Disposition | 2013-05-03 | 37,839 | $37.74 | 152,499 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $1 2/3 Par Value | Employee Stock Purchase Option | Disposition | 2013-05-03 | 120,000 | $0.00 | 120,000 | $13.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $1 2/3 Par Value | 2,487 | Indirect | Through 401(k) Plan |
Footnotes
- Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan as of April 30, 2013, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
- The employee stock options granted will become exercisable in three equal annual installments beginning on February 24, 2010, 2011 and 2012. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon exercise of these options.