Filing Details
- Accession Number:
- 0001225208-13-011352
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-06 12:41:12
- Reporting Period:
- 2013-05-02
- Filing Date:
- 2013-05-06
- Accepted Time:
- 2013-05-06 12:41:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 923738 | R Charles Schwab | 211 Main Street San Francisco CA 94105 | Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-05-02 | 448,921 | $16.47 | 2,435,869 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-03 | 1,051,079 | $17.18 | 1,384,790 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 44,025 | Indirect | by 188 Corp |
| Common Stock | 38,537,941 | Indirect | by Limited Partnership |
| Common Stock | 5,601,465 | Indirect | By Spouse |
| Common Stock | 118,826,242 | Indirect | by Trust |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $16.42 to $16.515. The price reported reflects the weighted6 average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $16.63 to $17.53. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
