Filing Details
- Accession Number:
- 0001140361-13-018772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-03 19:04:02
- Reporting Period:
- 2013-05-01
- Filing Date:
- 2013-05-03
- Accepted Time:
- 2013-05-03 19:04:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196196 | E Thomas Whiddon | 1170 Peachtree Street Suite 900 Atlanta GA 30309 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-01 | 9,840 | $6.98 | 78,325 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-01 | 1,070 | $65.19 | 77,255 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-02 | 8,770 | $65.10 | 68,485 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2013-05-01 | 9,840 | $0.00 | 9,840 | $6.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,160 | 2013-09-17 | No | 4 | M | Direct |
Footnotes
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $65.10 to $65.26, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $65.00 to $65.20, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- All these options were exercisable as of the trade date.