Filing Details
- Accession Number:
- 0001181431-13-025129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-03 16:50:47
- Reporting Period:
- 2013-05-01
- Filing Date:
- 2013-05-03
- Accepted Time:
- 2013-05-03 16:50:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350199 | Cache Inc | CACH | Retail-Women's Clothing Stores (5621) | 591588181 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244666 | E Thomas Lynch | 382 Greenwich Ave Suite One Greenwich CT 06830 | No | No | Yes | No | |
1435257 | Scott Scharfman | 382 Greenwich Ave Suite One Greenwich CT 06830 | No | No | Yes | No | |
1435259 | Mill Road Capital Gp Llc | 382 Greenwich Ave Suite One Greenwich CT 06830 | No | No | Yes | No | |
1435260 | Mill Road Capital, L.p. | 382 Greenwich Ave Suite One Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-05-01 | 149,229 | $1.65 | 564,909 | No | 4 | X | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-05-01 | 2,121,212 | $1.65 | 2,686,121 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Pro Rata Subscription Rights (rights to buy) | Disposition | 2013-05-01 | 149,229 | $0.00 | 149,229 | $1.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-04-05 | 2013-04-25 | No | 4 | X | Direct |
Footnotes
- The shares and subscription rights reported are directly held by Mill Road Capital, L.P. (the "Fund"). Mill Road Capital GP LLC (the "GP") is the sole general partner of the Fund and, as such, has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares and subscription rights, as applicable. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has the shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares and subscription rights, as applicable, on behalf of the GP and the Fund. Each of the Reporting Persons disclaims beneficial ownership of such shares and subscription rights except to the extent of his or its pecuniary interest therein, if any.
- The Issuer distributed these subscription rights on April 5, 2013, and these rights were exercisable until April 25, 2013. The closing of the sales made pursuant to these exercises occurred on May 1, 2013.