Filing Details

Accession Number:
0001181431-13-025129
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-03 16:50:47
Reporting Period:
2013-05-01
Filing Date:
2013-05-03
Accepted Time:
2013-05-03 16:50:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350199 Cache Inc CACH Retail-Women's Clothing Stores (5621) 591588181
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244666 E Thomas Lynch 382 Greenwich Ave
Suite One
Greenwich CT 06830
No No Yes No
1435257 Scott Scharfman 382 Greenwich Ave
Suite One
Greenwich CT 06830
No No Yes No
1435259 Mill Road Capital Gp Llc 382 Greenwich Ave
Suite One
Greenwich CT 06830
No No Yes No
1435260 Mill Road Capital, L.p. 382 Greenwich Ave
Suite One
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-05-01 149,229 $1.65 564,909 No 4 X Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-05-01 2,121,212 $1.65 2,686,121 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Pro Rata Subscription Rights (rights to buy) Disposition 2013-05-01 149,229 $0.00 149,229 $1.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-04-05 2013-04-25 No 4 X Direct
Footnotes
  1. The shares and subscription rights reported are directly held by Mill Road Capital, L.P. (the "Fund"). Mill Road Capital GP LLC (the "GP") is the sole general partner of the Fund and, as such, has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares and subscription rights, as applicable. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has the shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares and subscription rights, as applicable, on behalf of the GP and the Fund. Each of the Reporting Persons disclaims beneficial ownership of such shares and subscription rights except to the extent of his or its pecuniary interest therein, if any.
  2. The Issuer distributed these subscription rights on April 5, 2013, and these rights were exercisable until April 25, 2013. The closing of the sales made pursuant to these exercises occurred on May 1, 2013.