Filing Details
- Accession Number:
- 0001218326-13-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-03 16:50:18
- Reporting Period:
- 2013-05-01
- Filing Date:
- 2013-05-03
- Accepted Time:
- 2013-05-03 16:50:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002517 | Nuance Communications Inc. | NUAN | Services-Prepackaged Software (7372) | 943156479 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218326 | Paul Ricci | One Wayside Road Burlington MA 01803 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-01 | 33,333 | $7.57 | 4,009,277 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-01 | 33,333 | $19.03 | 3,975,944 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-01 | 100,000 | $7.57 | 4,075,944 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-01 | 100,000 | $19.00 | 3,975,944 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-01 | 100,000 | $7.57 | 4,075,944 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-01 | 100,000 | $19.07 | 3,975,944 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-01 | 33,333 | $0.00 | 33,333 | $7.57 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-01 | 100,000 | $0.00 | 100,000 | $7.57 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-01 | 100,000 | $0.00 | 100,000 | $7.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 666,667 | 2007-08-11 | 2013-08-11 | No | 4 | M | Direct |
| 566,667 | 2007-08-11 | 2013-08-11 | No | 4 | M | Direct |
| 466,667 | 2007-08-11 | 2013-08-11 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a 10b5-1 Sales Plan adopted on September 21, 2012.
- This option vests over a three-year period in equal installments of 1/3 on each grant anniversary date.
Billionaire Hedge Funds
