Filing Details
- Accession Number:
- 0001181431-13-025080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-03 16:07:13
- Reporting Period:
- 2013-05-01
- Filing Date:
- 2013-05-03
- Accepted Time:
- 2013-05-03 16:07:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 70866 | Ncr Corp | NCR | Calculating & Accounting Machines (No Electronic Computers) (3578) | 310387920 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1399744 | P Robert Fishman | 3097 Satellite Boulevard, 3Rd Floor Duluth GA 30096-5810 | Senior Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-01 | 4,180 | $17.97 | 38,577 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-01 | 3,234 | $17.82 | 41,811 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-01 | 5,733 | $21.27 | 47,544 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-01 | 4,195 | $23.13 | 51,739 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-01 | 13,000 | $24.70 | 64,739 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-01 | 10,413 | $23.93 | 75,152 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-01 | 10,963 | $22.16 | 86,115 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-01 | 65,282 | $29.08 | 20,833 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-01 | 4,180 | $0.00 | 4,180 | $17.97 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-01 | 3,234 | $0.00 | 3,234 | $17.82 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-01 | 5,733 | $0.00 | 5,733 | $21.27 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-01 | 4,195 | $0.00 | 4,195 | $23.13 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-01 | 13,000 | $0.00 | 13,000 | $24.70 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-01 | 10,413 | $0.00 | 10,413 | $23.93 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-01 | 10,963 | $0.00 | 10,963 | $22.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-03-01 | No | 4 | M | Direct | |
| 0 | 2016-02-13 | No | 4 | M | Direct | |
| 0 | 2017-03-01 | No | 4 | M | Direct | |
| 0 | 2017-05-01 | No | 4 | M | Direct | |
| 0 | 2017-06-01 | No | 4 | M | Direct | |
| 0 | 2017-10-01 | No | 4 | M | Direct | |
| 0 | 2018-03-01 | No | 4 | M | Direct |
Footnotes
- The exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2013.
- Represents the sale of 65,282 shares in 23 transactions at prices ranging from $29.02 to $29.19 per share, resulting in a weighted average sale price of $29.08 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The grant representing a right to purchase a total of 4,180 shares, vested in four equal annual installments on March 1, 2006, March 1, 2007, March 1, 2008 and March 1, 2009.
- The grant representing a right to purchase a total of 3,234 shares, vested in four equal annual installments on February 13, 2007, February 13, 2008, February 13, 2009 and February 13, 2010.
- The grant representing a right to purchase a total of 5,733 shares, vested in four equal annual installments on March 1, 2008, March 1, 2009, March 1, 2010 and March 1, 2011.
- The grant representing a right to purchase a total of 4,195 shares, vested in four equal annual installments on May 1, 2008, May 1, 2009, May 1, 2010 and May 1, 2011.
- The grant representing a right to purchase a total of 13,000 shares, vested in four equal annual installments on June 1, 2008, June 1, 2009, June 1, 2010 and June 1, 2011.
- The grant representing a right to purchase a total of 10,413 shares, vested in four equal annual installments on October 1, 2008, October 1, 2009, October 1, 2010 and October 1, 2011.
- The grant representing a right to purchase a total of 10,963 shares, vested in four equal annual installments on March 1, 2009, March 1, 2010, March 1, 2011 and March 1, 2012.
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