Filing Details
- Accession Number:
- 0000874015-13-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-02 19:48:18
- Reporting Period:
- 2013-04-30
- Filing Date:
- 2013-05-02
- Accepted Time:
- 2013-05-02 19:48:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874015 | Isis Pharmaceuticals Inc | ISIS | Pharmaceutical Preparations (2834) | 330336973 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1073387 | Frank C Bennett | C/O Isis Pharmaceuticals, Inc. 2855 Gazelle Court Carlsbad CA 92010 | Svp, Antisense Research | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-04-30 | 30,000 | $11.12 | 32,110 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-30 | 30,000 | $22.51 | 2,110 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-01 | 23,800 | $6.81 | 25,910 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-01 | 23,800 | $22.26 | 2,110 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-01 | 6,145 | $11.12 | 8,255 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-01 | 6,145 | $22.26 | 2,110 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-30 | 30,000 | $0.00 | 30,000 | $11.12 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-01 | 23,800 | $0.00 | 23,800 | $6.81 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-01 | 6,145 | $0.00 | 6,145 | $11.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,145 | 2011-01-02 | 2014-01-01 | No | 4 | M | Direct |
| 0 | 2008-01-02 | 2014-01-01 | No | 4 | M | Direct |
| 0 | 2011-01-02 | 2014-01-01 | No | 4 | M | Direct |
Footnotes
- Acquired as a result of exercising a stock option that was scheduled to expire on 1/1/2014. The purchase and sale reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on 4/16/13.
Billionaire Hedge Funds
