Filing Details
- Accession Number:
- 0001179110-13-007588
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-02 19:00:31
- Reporting Period:
- 2013-04-30
- Filing Date:
- 2013-05-02
- Accepted Time:
- 2013-05-02 19:00:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1080014 | Theravance Inc | THRX | Pharmaceutical Preparations (2834) | 943265960 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1302443 | E Rick Winningham | Theravance, Inc. 901 Gateway Boulevard South San Francisco CA 94080 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-30 | 385,161 | $9.69 | 977,083 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-30 | 253,955 | $33.64 | 723,128 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-30 | 1,577 | $34.32 | 721,551 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-04-30 | 385,161 | $0.00 | 385,161 | $9.69 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-03-28 | No | 4 | M | Direct |
Footnotes
- DISPOSITIONS MADE PURSUANT TO A PLAN INTENDED TO COMPLY WITH RULE 10b5-1(c).
- This transaction was executed in multiple trades at prices ranging from $33.29 to $34.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $34.30 to $34.36. The price reported above reflects the weighted average sale price.
- Immediately exercisable.