Filing Details
- Accession Number:
- 0001209191-13-023770
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-02 18:24:47
- Reporting Period:
- 2013-04-30
- Filing Date:
- 2013-05-02
- Accepted Time:
- 2013-05-02 18:24:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1399855 | National American University Holdings Inc. | NAUH | Services-Educational Services (8200) | 830479936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1477786 | L Ronald Shape | 5301 S. Highway 16 Suite 200 Rapid City SD 57701 | Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-04-30 | 2,000 | $3.35 | 199,405 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-04-30 | 2,496 | $0.00 | 201,901 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2013-04-30 | 660 | $3.34 | 201,241 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct |
Footnotes
- The reported transaction involves an award of common stock issued under the National American University Holdings, Inc. 2009 Stock Option and Compensation Plan (the "Plan") and represents a portion of the reporting person's salary pursuant to the reporting person's employment agreement.
- The common stock was granted under the Plan and therefore the reporting person paid no price for the common stock.
- Represents withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of common stock issued under the Plan.
Billionaire Hedge Funds
