Filing Details
- Accession Number:
- 0001225208-13-011105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-02 18:13:39
- Reporting Period:
- 2013-04-30
- Filing Date:
- 2013-05-02
- Accepted Time:
- 2013-05-02 18:13:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
16918 | Constellation Brands Inc. | STZ | Beverages (2080) | 160716709 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245573 | Paul F Hetterich | C/O Constellation Brands, Inc. 207 High Point Drive, Building 100 Victor NY 14564 | Executive Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-04-30 | 147,250 | $20.79 | 199,409 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2013-04-30 | 42,116 | $0.00 | 241,525 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2013-04-30 | 189,366 | $48.71 | 52,159 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2013-05-01 | 24,915 | $0.00 | 77,074 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2013-05-01 | 2,968 | $0.00 | 80,042 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-05-01 | 14,380 | $49.23 | 65,662 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class 1 (convertible) Common Stock | Acquisiton | 2013-04-30 | 42,116 | $20.60 | 42,116 | $0.00 |
Class A Common Stock | Class 1 (convertible) Common Stock | Disposition | 2013-04-30 | 42,116 | $0.00 | 42,116 | $0.00 |
Class 1 Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-04-30 | 42,116 | $0.00 | 42,116 | $20.60 |
Class A Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-04-30 | 147,250 | $0.00 | 147,250 | $20.79 |
Class A Common Stock | Performance Share Units | Disposition | 2013-05-01 | 24,915 | $0.00 | 24,915 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2013-05-01 | 2,968 | $0.00 | 2,968 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
42,116 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct | ||
42,114 | 2012-04-05 | 2021-04-05 | No | 4 | M | Direct |
0 | 2017-04-03 | No | 4 | M | Direct | |
0 | 2013-05-01 | No | 4 | M | Direct | |
8,902 | No | 4 | M | Direct |
Footnotes
- The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.500 to $48.9900, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
- This option becomes exercisable at the rate of 25% per year beginning on the date specified.
- 100% of this option has become exercisable.
- The performance share units disposed of in the reported transaction vested on May 1, 2013. Vested shares were delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.
- The restricted stock units disposed of in the reported transaction vested on May 1, 2013. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.