Filing Details
- Accession Number:
- 0001127602-13-015195
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-02 14:55:03
- Reporting Period:
- 2013-05-02
- Filing Date:
- 2013-05-02
- Accepted Time:
- 2013-05-02 14:55:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822416 | Pultegroup Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1510887 | D Harmon Smith | 4800 Regent Blvd. Suite 100 Irving TX 75063 | Area President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-02 | 50,000 | $10.93 | 296,920 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-02 | 39,000 | $11.36 | 335,920 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-02 | 89,000 | $21.50 | 246,920 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-02 | 50,000 | $0.00 | 50,000 | $10.93 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-02 | 39,000 | $0.00 | 39,000 | $11.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-12-06 | 2017-12-06 | No | 4 | M | Direct |
| 0 | 2010-12-09 | 2018-12-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Units | 6,213 | Indirect | via 401(k) |
Footnotes
- Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. Since 2/28/2013, the reporting person had contributions totalling 175.019 units. The reporting person's units represent 13,094.614 shares of PulteGroup, Inc. Common Stock held in the Fund as of 4/30/2013.
- These options vest 50% on 12/6/2009, and 25% on both 12/6/2010 and 12/6/2011.
- These options will vest 50% on 12/9/2010 and 25% on 12/9/2011 and 12/9/2012.
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