Filing Details
- Accession Number:
- 0001509432-13-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-02 13:03:35
- Reporting Period:
- 2013-05-01
- Filing Date:
- 2013-05-02
- Accepted Time:
- 2013-05-02 13:03:35
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1211460 | E Martin Roberts | 1 Market Plaza, Steuart Tower, Suite 800 San Francisco CA 94105 | Svp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-01 | 18,718 | $4.96 | 18,718 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-01 | 18,718 | $14.77 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-01 | 18,718 | $0.00 | 18,718 | $4.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
115,423 | 2011-10-11 | 2020-10-20 | No | 4 | M | Direct |
Footnotes
- The sale reported was effected pursuant to a 10b5-1 trading plan adopted by reporting person on February 28, 2013.
- 3,718 shares sold at $14.00 per share and 15,000 shares sold at $14.96 per share, resulting in a weighted average sale price of $14.7693 per share.
- The option representing the right to purchase a total of 263,092 shares vests as follows: 1/4th of the shares subject to the option vest on October 11, 2011, and 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.