Filing Details
- Accession Number:
- 0001209191-13-023571
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-02 11:55:15
- Reporting Period:
- 2013-04-30
- Filing Date:
- 2013-05-02
- Accepted Time:
- 2013-05-02 11:55:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1142512 | Ziprealty Inc | ZIPR | Real Estate Agents & Managers (For Others) (6531) | 943319956 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1530100 | Duncan James Wilson | 2000 Powell Street, Suite 300 Emeryville CA 94608 | Senior Vp, Technology | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-04-30 | 2,249 | $2.90 | 9,471 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-30 | 2,249 | $3.50 | 7,222 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-01 | 6,666 | $1.25 | 13,888 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-01 | 6,666 | $3.22 | 7,222 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-04-30 | 2,249 | $0.00 | 2,249 | $2.90 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-05-01 | 6,666 | $0.00 | 6,666 | $1.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 27,751 | 2012-03-05 | 2021-03-04 | No | 4 | M | Direct |
| 26,668 | 2013-03-08 | 2022-03-07 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ommon Stock | Stock Option (right to buy) | $3.20 | 2009-08-01 | 2016-07-23 | 0 | 42,633 | Direct |
| Common Stock | Stock Option (right to buy) | $4.17 | 2010-09-09 | 2019-09-08 | 0 | 2,500 | Direct |
| Common Stock | Stock Option (right to buy) | $4.90 | 2011-03-04 | 2020-03-03 | 0 | 10,000 | Direct |
| Common Stock | Stock Option (right to buy) | $1.25 | 2013-03-08 | 2022-03-07 | 0 | 33,333 | Direct |
| Common Stock | Stock Option (right to buy) | $1.25 | 2013-02-27 | 2022-03-07 | 0 | 33,333 | Direct |
| Common Stock | Stock Option (right to buy) | $3.84 | 2014-02-28 | 2023-02-27 | 0 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-07-23 | 0 | 42,633 | Direct |
| 2019-09-08 | 0 | 2,500 | Direct |
| 2020-03-03 | 0 | 10,000 | Direct |
| 2022-03-07 | 0 | 33,333 | Direct |
| 2022-03-07 | 0 | 33,333 | Direct |
| 2023-02-27 | 0 | 100,000 | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2013.
- The shares subject to the option are fully vested.
- n/a
- One-fourth of the shares subject to the option vest and become exercisable on the Exercisable Date, and 1/48th of the shares vest and become exercisable on the first day of each calendar month thereafter, until fully vested.
- One-fourth of the shares subject to the option shall vest and become exercisable on March 8, 2013, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter; provided, however, that the option will accelerate and vest in full if the Company's closing stock price on the NASDAQ Stock Market is equal to or greater than $5.00 per share for a period of 120 consecutive days.
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