Filing Details
- Accession Number:
- 0001545393-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-02 11:37:20
- Reporting Period:
- 2013-04-30
- Filing Date:
- 2013-05-02
- Accepted Time:
- 2013-05-02 11:37:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 106640 | Whirlpool Corp | WHR | Household Appliances (3630) | 381490038 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1545393 | Carlos Joao Brega | 2000 M-63N Benton Harbor MI 49022 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-04-30 | 1,650 | $72.94 | 24,798 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-30 | 1,650 | $115.05 | 23,148 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-04-30 | 3,707 | $89.16 | 26,855 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-30 | 3,707 | $114.95 | 23,148 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-04-30 | 3,832 | $94.47 | 26,980 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-30 | 3,832 | $114.86 | 23,148 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-04-30 | 6,547 | $88.49 | 29,695 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-30 | 6,547 | $114.72 | 23,148 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-04-30 | 15,202 | $31.82 | 38,350 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-30 | 15,202 | $114.21 | 23,148 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-04-30 | 5,951 | $85.45 | 29,099 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-30 | 5,951 | $114.10 | 23,148 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-04-30 | 3,559 | $71.03 | 26,707 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-30 | 3,559 | $114.24 | 23,148 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Employee Stock Option (Right to Buy) | Disposition | 2013-04-30 | 1,650 | $0.00 | 1,650 | $72.94 |
| Common | Employee Stock Option (Right to Buy) | Disposition | 2013-04-30 | 3,707 | $0.00 | 3,707 | $89.16 |
| Common | Employee Stock Option (Right to Buy) | Disposition | 2013-04-30 | 3,832 | $0.00 | 3,832 | $94.47 |
| Common | Employee Stock Option (Right to Buy) | Disposition | 2013-04-30 | 6,547 | $0.00 | 6,547 | $88.49 |
| Common | Employee Stock Option (Right to Buy) | Disposition | 2013-04-30 | 15,202 | $0.00 | 15,202 | $31.82 |
| Common | Employee Stock Option (Right to Buy) | Disposition | 2013-04-30 | 5,951 | $0.00 | 5,951 | $85.45 |
| Common | Employee Stock Option (Right to Buy) | Disposition | 2013-04-30 | 3,559 | $0.00 | 3,559 | $71.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-02-16 | 2014-02-16 | No | 4 | M | Direct |
| 0 | 2007-02-20 | 2016-02-20 | No | 4 | M | Direct |
| 0 | 2008-02-19 | 2017-02-19 | No | 4 | M | Direct |
| 0 | 2009-02-19 | 2018-02-19 | No | 4 | M | Direct |
| 0 | 2010-02-16 | 2019-02-16 | No | 4 | M | Direct |
| 2,931 | 2012-02-14 | 2021-02-14 | No | 4 | M | Direct |
| 6,904 | 2013-02-20 | 2022-02-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 190 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.78 to $115.50, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.61 to $115.07, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.73 to $115.02, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.45 to $114.60, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.00 to $114.75, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.00 to $114.23, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.19 to $114.30, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- As of 03/15/2013, the latest date for which information is reasonably available, there are 190.059 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.
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