Filing Details
- Accession Number:
- 0001181431-13-024539
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-05-02 10:59:13
- Reporting Period:
- 2013-02-06
- Filing Date:
- 2013-05-02
- Accepted Time:
- 2013-05-02 10:59:13
- Original Submission Date:
- 2013-02-11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561627 | Exone Co | XONE | Printing Trades Machinery & Equipment (3555) | 261480640 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241361 | A Lloyde Semple | 57 Cambridge Road Grosse Pointe Farms MI 48236 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2013-02-06 | 7,500 | $18.00 | 7,500 | No | 4 | P | Direct | |
Common Stock, Par Value $0.01 | Acquisiton | 2013-02-06 | 300 | $18.00 | 300 | No | 4 | P | Indirect | By wife |
Common Stock, Par Value $0.01 | Acquisiton | 2013-02-12 | 2,500 | $0.00 | 2,500 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By wife |
No | 4 | A | Direct |
Footnotes
- This amendment is being filed to correct the transaction date of Mr. Semple's Form 3 filed on February 11, 2013. Additionally, Mr. Semple filed a Form 4 on February 12, 2013 in which 3 separate transactions were aggregated. This amendment is also being filed to correct Mr. Semple's Form 4 dated February 12, 2013 to list these transactions separately.
- Mr. Semple's wife is the owner of 300 shares. Mr. Semple disclaims beneficial ownership of these shares, and this report shall not be deemed to be an admission that Mr. Semple is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- Grant of restricted stock under The ExOne Company 2013 Equity Incentive Plan. 1/3 of the restricted shares vest on the first anniversary date of the grant, 1/3 vest on the second anniversary date of the grant and 1/3 vest on the third anniversary date of the grant.