Filing Details
- Accession Number:
- 0001181431-13-024538
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-05-02 10:58:41
- Reporting Period:
- 2013-02-06
- Filing Date:
- 2013-05-02
- Accepted Time:
- 2013-05-02 10:58:41
- Original Submission Date:
- 2013-02-13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1561627 | Exone Co | XONE | Printing Trades Machinery & Equipment (3555) | 261480640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1049495 | Kent S Rockwell | 127 Industry Boulevard North Huntingdon PA 15642 | Chair And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2013-02-06 | 1,366,694 | $0.00 | 5,542,694 | No | 4 | C | Indirect | By S. Kent Rockwell Revocable Trust |
| Common Stock, Par Value $0.01 | Disposition | 2013-02-06 | 611,667 | $16.74 | 4,931,027 | No | 4 | S | Indirect | By S. Kent Rockwell Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By S. Kent Rockwell Revocable Trust |
| No | 4 | S | Indirect | By S. Kent Rockwell Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Class A Preferred Stock | Disposition | 2013-02-06 | 12,983,602 | $0.00 | 1,366,694 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-01-01 | 2013-02-12 | No | 4 | C | Indirect |
Footnotes
- This Form 4 amends the Form 4 filed by Mr. Rockwell on February 13, 2013 to correct the transaction date.
- S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Forest Products, Inc. and Rockwell Holdings, Inc. which are the record holders of the shares beneficially owned by Mr. Rockwell. This filing includes Rockwell Forest Products as the 10% holder of 4,176,000 shares. Mr. Rockwell disclaims beneficial ownership of the S. Kent Rockwell Revocable Trust, and this report shall not be deemed to be an admission that Mr. Rockwell is the beneficial owner of the securities owned by the S. Kent Rockwell Revocable Trust for purposes of Section 16 or for any other purpose.
- S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Holdings, Inc. which was the record holder of the preferred shares that were converted into common shares and is the record holder of the resulting common shares. Mr. Rockwell disclaims beneficial ownership of the S. Kent Rockwell Revocable Trust, and this report shall not be deemed to be an admission that Mr. Rockwell is the beneficial owner of the securities owned by the S. Kent Rockwell Revocable Trust for purposes of Section 16 or for any other purpose.
- This Form 4 amends the Form 4 filed by Mr. Rockwell on February 13, 2013 to correct the transaction codes in columns 4 and 5 of Table II.
Billionaire Hedge Funds
