Filing Details
- Accession Number:
- 0001181431-13-024535
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-05-02 10:57:33
- Reporting Period:
- 2013-02-06
- Filing Date:
- 2013-05-02
- Accepted Time:
- 2013-05-02 10:57:33
- Original Submission Date:
- 2013-02-13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561627 | Exone Co | XONE | Printing Trades Machinery & Equipment (3555) | 261480640 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1569169 | Rick Lucas | 127 Industry Boulevard North Huntingdon PA 15642 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2013-02-06 | 20,000 | $18.00 | 20,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Incentive Stock Options | Acquisiton | 2013-02-06 | 15,000 | $0.00 | 15,000 | $18.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,000 | 2014-02-06 | 2023-02-06 | No | 4 | A | Direct |
Footnotes
- This Form 4 amends the Form 4 filed by Mr. Lucas on February 13, 2013, as amended by the Form 4 filed by Mr. Lucas on February 15, 2013, to correct the transaction date.
- Grant of Incentive Stock Options under The ExOne Company 2013 Equity Incentive Plan. 1/3 of the options become exercisable on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.