Filing Details
- Accession Number:
- 0001181431-13-024453
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-01 20:58:14
- Reporting Period:
- 2013-04-29
- Filing Date:
- 2013-05-01
- Accepted Time:
- 2013-05-01 20:58:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1212458 | Proofpoint Inc | PFPT | Services-Computer Processing & Data Preparation (7374) | 510414846 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1119133 | Meritech Capital Partners Ii Lp | 245 Lytton Avenue, Suite 350 Suite 200 Palo Alto CA 94301 | No | No | Yes | No | |
1130610 | Mcp Entrepreneur Partners Ii Lp | 245 Lytton Avenue, Suite 350 Suite 200 Palo Alto CA 94301 | No | No | Yes | No | |
1255151 | S Paul Madera | 245 Lytton Avenue, Suite 350 Palo Alto CA 94301 | No | No | Yes | No | |
1255152 | B Michael Gordon | 245 Lytton Avenue, Suite 350 Palo Alto CA 94301 | No | No | Yes | No | |
1255154 | Meritech Capital Affiliates Ii Lp | 245 Lytton Avenue, Suite 350 Suite 200 Palo Alto CA 94301 | No | No | Yes | No | |
1299073 | L.l.c. Ii Associates Capital Meritech | 245 Lytton Avenue, Suite 350 Suite 200 Palo Alto CA 94301 | No | No | Yes | No | |
1299074 | L.l.c. Ii Associates Management Meritech | 245 Lytton Avenue, Suite 350 Palo Alto CA 94301 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-04-29 | 96,770 | $18.60 | 2,923,962 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2013-04-29 | 2,490 | $18.60 | 75,236 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2013-04-29 | 740 | $18.60 | 22,359 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2013-04-30 | 3,924 | $18.50 | 2,920,038 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2013-04-30 | 101 | $18.50 | 75,135 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2013-04-30 | 30 | $18.50 | 22,329 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $19.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.
- The reported securities are held of record by Meritech Capital Partners II L.P. ("MCP II"). Meritech Capital Associates II L.L.C., the general partner of MCP II, has sole voting and dispositive power with respect to the securities held by MCP II. The managing member of Meritech Capital Associates II L.L.C. is Meritech Management Associates II L.L.C. Paul S. Madera and Michael B. Gordon, the managing members of Meritech Management Associates II L.L.C., share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein.
- The reported securities are held of record by Meritech Capital Affiliates II L.P ("MCA II"). Meritech Capital Associates II L.L.C., the general partner of MCA II, has sole voting and dispositive power with respect to the securities held by MCA II. The managing member of Meritech Capital Associates II L.L.C. is Meritech Management Associates II L.L.C. Paul S. Madera and Michael B. Gordon, the managing members of Meritech Management Associates II L.L.C., share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein.
- The reported securities are held of record by MCP Entrepreneur Partners II L.P ("MCPEP II"). Meritech Capital Associates II L.L.C., the general partner of MCPEP II, has sole voting and dispositive power with respect to the securities held by MCPEP II. The managing member of Meritech Capital Associates II L.L.C. is Meritech Management Associates II L.L.C. Paul S. Madera and Michael B. Gordon, the managing members of Meritech Management Associates II L.L.C., share voting and dispositive power with respect to the shares held by MCPEP II. Such persons and entities disclaim beneficial ownership of the securities held by MCPEP II except to the extent of any pecuniary interest therein.