Filing Details

Accession Number:
0001181431-13-024453
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-01 20:58:14
Reporting Period:
2013-04-29
Filing Date:
2013-05-01
Accepted Time:
2013-05-01 20:58:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212458 Proofpoint Inc PFPT Services-Computer Processing & Data Preparation (7374) 510414846
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1119133 Meritech Capital Partners Ii Lp 245 Lytton Avenue, Suite 350
Suite 200
Palo Alto CA 94301
No No Yes No
1130610 Mcp Entrepreneur Partners Ii Lp 245 Lytton Avenue, Suite 350
Suite 200
Palo Alto CA 94301
No No Yes No
1255151 S Paul Madera 245 Lytton Avenue, Suite 350
Palo Alto CA 94301
No No Yes No
1255152 B Michael Gordon 245 Lytton Avenue, Suite 350
Palo Alto CA 94301
No No Yes No
1255154 Meritech Capital Affiliates Ii Lp 245 Lytton Avenue, Suite 350
Suite 200
Palo Alto CA 94301
No No Yes No
1299073 L.l.c. Ii Associates Capital Meritech 245 Lytton Avenue, Suite 350
Suite 200
Palo Alto CA 94301
No No Yes No
1299074 L.l.c. Ii Associates Management Meritech 245 Lytton Avenue, Suite 350
Palo Alto CA 94301
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-04-29 96,770 $18.60 2,923,962 No 4 S Indirect See footnote
Common Stock Disposition 2013-04-29 2,490 $18.60 75,236 No 4 S Indirect See footnote
Common Stock Disposition 2013-04-29 740 $18.60 22,359 No 4 S Indirect See footnote
Common Stock Disposition 2013-04-30 3,924 $18.50 2,920,038 No 4 S Indirect See footnote
Common Stock Disposition 2013-04-30 101 $18.50 75,135 No 4 S Indirect See footnote
Common Stock Disposition 2013-04-30 30 $18.50 22,329 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $19.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.
  2. The reported securities are held of record by Meritech Capital Partners II L.P. ("MCP II"). Meritech Capital Associates II L.L.C., the general partner of MCP II, has sole voting and dispositive power with respect to the securities held by MCP II. The managing member of Meritech Capital Associates II L.L.C. is Meritech Management Associates II L.L.C. Paul S. Madera and Michael B. Gordon, the managing members of Meritech Management Associates II L.L.C., share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein.
  3. The reported securities are held of record by Meritech Capital Affiliates II L.P ("MCA II"). Meritech Capital Associates II L.L.C., the general partner of MCA II, has sole voting and dispositive power with respect to the securities held by MCA II. The managing member of Meritech Capital Associates II L.L.C. is Meritech Management Associates II L.L.C. Paul S. Madera and Michael B. Gordon, the managing members of Meritech Management Associates II L.L.C., share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein.
  4. The reported securities are held of record by MCP Entrepreneur Partners II L.P ("MCPEP II"). Meritech Capital Associates II L.L.C., the general partner of MCPEP II, has sole voting and dispositive power with respect to the securities held by MCPEP II. The managing member of Meritech Capital Associates II L.L.C. is Meritech Management Associates II L.L.C. Paul S. Madera and Michael B. Gordon, the managing members of Meritech Management Associates II L.L.C., share voting and dispositive power with respect to the shares held by MCPEP II. Such persons and entities disclaim beneficial ownership of the securities held by MCPEP II except to the extent of any pecuniary interest therein.