Filing Details
- Accession Number:
- 0001181431-13-024408
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-01 18:46:16
- Reporting Period:
- 2013-04-29
- Filing Date:
- 2013-05-01
- Accepted Time:
- 2013-05-01 18:46:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
314943 | National Indemnity Co | 3024 Harney Street Omaha NE 68131 | No | No | Yes | No | |
315090 | E Warren Buffett | 3555 Farnam Street Omaha NE 68131 | No | No | Yes | No | |
1067983 | Berkshire Hathaway Inc | 3555 Farnam Street Omaha NE 68131 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-04-29 | 653,100 | $59.93 | 27,762,150 | No | 4 | S | Indirect | See footnotes 6 and 7. |
Common Stock | Disposition | 2013-04-29 | 8,200 | $60.60 | 27,753,950 | No | 4 | S | Indirect | See footnotes 6 and 7. |
Common Stock | Disposition | 2013-04-30 | 113,059 | $60.18 | 27,640,891 | No | 4 | S | Indirect | See footnotes 6 and 7. |
Common Stock | Disposition | 2013-04-30 | 532,341 | $60.94 | 27,108,550 | No | 4 | S | Indirect | See footnotes 6 and 7. |
Common Stock | Disposition | 2013-05-01 | 440,000 | $60.72 | 26,668,550 | No | 4 | S | Indirect | See footnotes 6 and 7. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes 6 and 7. |
No | 4 | S | Indirect | See footnotes 6 and 7. |
No | 4 | S | Indirect | See footnotes 6 and 7. |
No | 4 | S | Indirect | See footnotes 6 and 7. |
No | 4 | S | Indirect | See footnotes 6 and 7. |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.50 to $60.49. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 through 4 of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.50 to $60.67.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.54 to $60.538.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.54 to $61.50.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.25 to $61.15.
- 13,972,700 of these shares are owned by Government Employees Insurance Company ("GEICO") and 12,695,850 of these shares are owned by National Indemnity Company ("NICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of Berkshire Hathaway Inc. ("Berkshire").
- As Berkshire is in the chain of ownership of NICO and GEICO, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation Common Stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.