Filing Details

Accession Number:
0001181431-13-024408
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-01 18:46:16
Reporting Period:
2013-04-29
Filing Date:
2013-05-01
Accepted Time:
2013-05-01 18:46:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1059556 Moodys Corp MCO Services-Consumer Credit Reporting, Collection Agencies (7320) 133998945
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
314943 National Indemnity Co 3024 Harney Street
Omaha NE 68131
No No Yes No
315090 E Warren Buffett 3555 Farnam Street
Omaha NE 68131
No No Yes No
1067983 Berkshire Hathaway Inc 3555 Farnam Street
Omaha NE 68131
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-04-29 653,100 $59.93 27,762,150 No 4 S Indirect See footnotes 6 and 7.
Common Stock Disposition 2013-04-29 8,200 $60.60 27,753,950 No 4 S Indirect See footnotes 6 and 7.
Common Stock Disposition 2013-04-30 113,059 $60.18 27,640,891 No 4 S Indirect See footnotes 6 and 7.
Common Stock Disposition 2013-04-30 532,341 $60.94 27,108,550 No 4 S Indirect See footnotes 6 and 7.
Common Stock Disposition 2013-05-01 440,000 $60.72 26,668,550 No 4 S Indirect See footnotes 6 and 7.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes 6 and 7.
No 4 S Indirect See footnotes 6 and 7.
No 4 S Indirect See footnotes 6 and 7.
No 4 S Indirect See footnotes 6 and 7.
No 4 S Indirect See footnotes 6 and 7.
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.50 to $60.49. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 through 4 of this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.50 to $60.67.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.54 to $60.538.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.54 to $61.50.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.25 to $61.15.
  6. 13,972,700 of these shares are owned by Government Employees Insurance Company ("GEICO") and 12,695,850 of these shares are owned by National Indemnity Company ("NICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of Berkshire Hathaway Inc. ("Berkshire").
  7. As Berkshire is in the chain of ownership of NICO and GEICO, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation Common Stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.