Filing Details
- Accession Number:
- 0001054374-13-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-01 17:13:57
- Reporting Period:
- 2013-04-29
- Filing Date:
- 2013-05-01
- Accepted Time:
- 2013-05-01 17:13:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1054374 | Broadcom Corp | BRCM | Semiconductors & Related Devices (3674) | 330480482 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1362603 | F Thomas Lagatta | 5300 California Avenue Irvine CA 92617 | Evp, Business Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-04-29 | 67,500 | $21.47 | 281,275 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2013-04-29 | 75,000 | $23.17 | 356,275 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2013-04-29 | 62,500 | $27.74 | 418,775 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-04-29 | 205,000 | $35.04 | 213,775 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class A common stock | Disposition | 2013-04-29 | 67,500 | $0.00 | 67,500 | $21.47 |
| Class A Common Stock | Class A common stock | Disposition | 2013-04-29 | 75,000 | $0.00 | 75,000 | $23.17 |
| Class A Common Stock | Class A common stock | Disposition | 2013-04-29 | 62,500 | $0.00 | 62,500 | $27.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-04 | No | 4 | M | Direct | |
| 0 | 2019-04-27 | No | 4 | M | Direct | |
| 0 | 2018-04-23 | No | 4 | M | Direct |
Footnotes
- Such transaction was executed in multiple trades at prices ranging from $35.00 to $35.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes (i) 66,952 shares that are held as Class A common stock and (ii) 146,823 shares in the form of RSUs that will entitle the Reporting Person to receive one share of Class A common stock per RSU.
- All shares subject to such option are vested and immediately exercisable.
Billionaire Hedge Funds
