Filing Details

Accession Number:
0000796505-13-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-01 15:15:05
Reporting Period:
2013-04-30
Filing Date:
2013-05-01
Accepted Time:
2013-05-01 15:15:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
796505 Clearfield Inc. CLFD Telephone & Telegraph Apparatus (3661) 411347235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257956 G Ronald Roth 5480 Nathan Lane N
Suite 120
Plymouth MN 55442
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-30 200 $6.91 1,058,723 No 4 P Direct
Common Stock Acquisiton 2013-04-30 100 $6.92 1,058,823 No 4 P Direct
Common Stock Acquisiton 2013-04-30 100 $6.93 1,058,923 No 4 P Direct
Common Stock Acquisiton 2013-04-30 100 $6.93 1,059,023 No 4 P Direct
Common Stock Acquisiton 2013-04-30 900 $6.94 1,059,923 No 4 P Direct
Common Stock Acquisiton 2013-04-30 300 $6.94 1,060,223 No 4 P Direct
Common Stock Acquisiton 2013-04-30 2,200 $6.94 1,062,423 No 4 P Direct
Common Stock Acquisiton 2013-04-30 1,800 $6.95 1,064,223 No 4 P Direct
Common Stock Acquisiton 2013-04-30 3,700 $6.99 1,067,923 No 4 P Direct
Common Stock Acquisiton 2013-05-01 600 $6.99 1,068,523 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 176,760 Indirect Shares held by Spouse