Filing Details

Accession Number:
0001140361-13-018087
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-01 14:48:56
Reporting Period:
2013-04-29
Filing Date:
2013-05-01
Accepted Time:
2013-05-01 14:48:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
70487 National Research Corp NRCI Services-Commercial Physical & Biological Research (8731) 470634000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1053133 D. Michael Hays C/O National Research Corporation
1245 &Quot;Q&Quot; Street
Lincoln NE 68508
Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-04-29 624 $59.00 3,613,476 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 125,250 Indirect By Spouse
Common Stock 25 Indirect By Spouse & Daughter Jt
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $16.10 2014-01-05 18,298 18,298 Direct
Common Stock Employee Stock Option (right to buy) $17.25 2016-01-05 11,078 11,078 Direct
Common Stock Employee Stock Option (right to buy) $22.87 2017-01-05 8,356 8,356 Direct
Common Stock Employee Stock Option (right to buy) $26.50 2018-01-04 7,211 7,211 Direct
Common Stock Employee Stock Option (right to buy) $28.51 2019-01-05 6,703 6,703 Direct
Common Stock Employee Stock Option (right to buy) $21.65 2020-01-05 8,827 8,827 Direct
Common Stock Employee Stock Option (right to buy) $32.31 2021-01-05 5,915 5,915 Direct
Common Stock Employee Stock Option (right to buy) $38.35 2022-01-05 4,983 4,983 Direct
Common Stock Employee Stock Option (right to buy) $52.42 2023-01-07 3,646 3,646 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-01-05 18,298 18,298 Direct
2016-01-05 11,078 11,078 Direct
2017-01-05 8,356 8,356 Direct
2018-01-04 7,211 7,211 Direct
2019-01-05 6,703 6,703 Direct
2020-01-05 8,827 8,827 Direct
2021-01-05 5,915 5,915 Direct
2022-01-05 4,983 4,983 Direct
2023-01-07 3,646 3,646 Direct
Footnotes
  1. Does not include 125,000 shares currently held in a certain GRAT agreement, all or a portion of which will be returned to Mr. Hays over the next two years.
  2. Does not include 125,000 shares currently held in a certain GRAT agreement, all or a portion of which will be returned to Mr. Hays' spouse over the next two years.
  3. The reporting person disclaims beneficial ownership of these shares.
  4. This option became fully exercisable on January 5, 2009.
  5. This option became fully exercisable on January 5, 2011.
  6. This option became fully exercisable on January 5, 2012.
  7. This option became fully exercisable on January 4, 2013.
  8. This option becomes fully exercisable on January 5, 2014.
  9. This option becomes fully exercisable on January 5, 2015.
  10. This option becomes fully exercisable on January 5, 2016.
  11. This option becomes fully exercisable on January 5, 2017.
  12. This option becomes fully exercisable on January 7, 2018.