Filing Details
- Accession Number:
- 0001140361-13-018087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-01 14:48:56
- Reporting Period:
- 2013-04-29
- Filing Date:
- 2013-05-01
- Accepted Time:
- 2013-05-01 14:48:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 70487 | National Research Corp | NRCI | Services-Commercial Physical & Biological Research (8731) | 470634000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1053133 | D. Michael Hays | C/O National Research Corporation 1245 &Quot;Q&Quot; Street Lincoln NE 68508 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-04-29 | 624 | $59.00 | 3,613,476 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 125,250 | Indirect | By Spouse |
| Common Stock | 25 | Indirect | By Spouse & Daughter Jt |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $16.10 | 2014-01-05 | 18,298 | 18,298 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $17.25 | 2016-01-05 | 11,078 | 11,078 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $22.87 | 2017-01-05 | 8,356 | 8,356 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $26.50 | 2018-01-04 | 7,211 | 7,211 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $28.51 | 2019-01-05 | 6,703 | 6,703 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $21.65 | 2020-01-05 | 8,827 | 8,827 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $32.31 | 2021-01-05 | 5,915 | 5,915 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $38.35 | 2022-01-05 | 4,983 | 4,983 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $52.42 | 2023-01-07 | 3,646 | 3,646 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-01-05 | 18,298 | 18,298 | Direct |
| 2016-01-05 | 11,078 | 11,078 | Direct |
| 2017-01-05 | 8,356 | 8,356 | Direct |
| 2018-01-04 | 7,211 | 7,211 | Direct |
| 2019-01-05 | 6,703 | 6,703 | Direct |
| 2020-01-05 | 8,827 | 8,827 | Direct |
| 2021-01-05 | 5,915 | 5,915 | Direct |
| 2022-01-05 | 4,983 | 4,983 | Direct |
| 2023-01-07 | 3,646 | 3,646 | Direct |
Footnotes
- Does not include 125,000 shares currently held in a certain GRAT agreement, all or a portion of which will be returned to Mr. Hays over the next two years.
- Does not include 125,000 shares currently held in a certain GRAT agreement, all or a portion of which will be returned to Mr. Hays' spouse over the next two years.
- The reporting person disclaims beneficial ownership of these shares.
- This option became fully exercisable on January 5, 2009.
- This option became fully exercisable on January 5, 2011.
- This option became fully exercisable on January 5, 2012.
- This option became fully exercisable on January 4, 2013.
- This option becomes fully exercisable on January 5, 2014.
- This option becomes fully exercisable on January 5, 2015.
- This option becomes fully exercisable on January 5, 2016.
- This option becomes fully exercisable on January 5, 2017.
- This option becomes fully exercisable on January 7, 2018.
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