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Filing Details

Accession Number:: 0001372677-13-000056
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-01 14:20:22
Reporting Period:: 2013-04-30

Filing Date:: 2013-05-01
Accepted Time:: 2013-05-01 14:20:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1344980	Alliance Holdings Gp L.p.	AHGP	Bituminous Coal & Lignite Surface Mining (1221)	030573898

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1173893	Iii W Joseph Craft	1717 S. Boulder Avenue Suite 600 Tulsa OK 74119	President And Chief Executive	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Unit	Disposition	2013-04-30	92,423	$0.00	19,212,851	No	4	J	Indirect	Through members of 13d group
Common Units	Disposition	2013-05-01	8,000	$30.00	328,941	No	4	S	Indirect	Alliance Management Holdings III, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	Through members of 13d group
No	4	S	Indirect	Alliance Management Holdings III, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Unit	20,641,168	Indirect	By Alliance Resource GP, LLC
Common Unit	2,463,449	Direct

Footnotes

Joseph W. Craft III ("Craft") indirectly jointly owns 20,641,168 Common Units of AHGP through his joint ownership of Alliance Resource GP, LLC with Kathleen S. Craft.
Held through the JWC III Rev Trust, of which Mr. Craft is trustee.
These AHGP common units are held by certain entities and individuals (some of whom are current or former members of management of ARLP) other than Mr. Craft with whom he may be deemed to comprise a group under Rule 13d-5(b) of the Exchange Act. Mr. Craft disclaims beneficial ownership of the reported securities.
These AHGP common units are held through Alliance Management Holdings III, LLC ("AMH III"), which acquired 600,000 Common Units of AHGP in connection with the AMH Liquidation and the AMH II Liquidation. Mr. Craft is the sole director of AMH III and owns 42.43% of the membership interests in AMH III. Mr. Craft disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
The units involved are subject to a Transfer Restrictions Agreement that may cause the holders to comprise a group under Exchange Act Rule 13d-5(b). A special committee of the board of directors of Alliance GP, LLC, the general partner of AHGP, authorized the release from the restrictions of the Transfer Restrictions Agreement of certain units of each holder that is subject to the agreement. The units "disposed of" reflected in column 4 are units so released. Mr. Craft is not selling these or any other AHGP units.
AMH III entered into option agreements to sell 314,005 common units of AHGP for an exercise price of $30.00 per common unit, the options are exercisable from July 1, 2011 through July 1, 2013. AMH III received consideration of $3.36 per common unit for each option. These amounts shown represent the exercise of those options by individuals other than Mr. Craft. Mr. Craft is not selling these or any other AHGP units.