Filing Details
- Accession Number:
- 0001127602-13-014850
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-01 11:24:38
- Reporting Period:
- 2013-04-29
- Filing Date:
- 2013-05-01
- Accepted Time:
- 2013-05-01 11:24:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278048 | J Peter Desilva | 1010 Grand Blvd. Kansas City MO 64106 | President And Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-04-29 | 4,000 | $50.00 | 99,746 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-04-29 | 300 | $50.01 | 99,446 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-04-29 | 300 | $50.02 | 99,146 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-04-29 | 900 | $50.03 | 98,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-04-29 | 1,500 | $50.04 | 96,746 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-04-29 | 200 | $50.05 | 96,546 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-04-29 | 100 | $50.05 | 96,446 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-04-29 | 548 | $50.06 | 95,898 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-04-29 | 200 | $50.09 | 95,698 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-04-29 | 8,048 | $27.06 | 103,746 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-04-29 | 8,048 | $0.00 | 8,048 | $27.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,048 | 2008-01-01 | 2015-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,467 | Indirect | By 401(k) |
| Common Stock | 182 | Indirect | By Esop |
Footnotes
- Includes shares acquired from dividend reinvestment
- Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report
- Price was incorrectly reported as $53.13
- Options vest 50% after 3years, 75% after 4 years and 100% after 5 years
Billionaire Hedge Funds
