Filing Details

Accession Number:
0001389477-13-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-30 17:30:01
Reporting Period:
2013-04-26
Filing Date:
2013-04-30
Accepted Time:
2013-04-30 17:30:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
923139 Flushing Financial Corp FFIC State Commercial Banks (6022) 113209278
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1389477 Ronald Hartmann 1979 Marcus Avenue
Suite E140
Lake Success NY 11042
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-26 3,520 $8.44 19,481 No 4 M Direct
Common Stock Disposition 2013-04-26 1,928 $15.41 17,553 No 4 F Direct
Common Stock Disposition 2013-04-26 575 $15.41 16,978 No 4 F Direct
Common Stock Disposition 2013-04-26 750 $15.15 16,228 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-04-26 3,520 $8.44 3,520 $8.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
880 2019-01-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,355 Indirect 401(K)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 856 856 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
856 856 Direct
Footnotes
  1. Stock option exercise from January 30, 2009 grant. Options became exercisable in five equal installments beginning on the first anniversary of the date of grant.
  2. All shares sold at $15.15.
  3. Shares held in FSB 401(K) Savings Plan a/o 4/30/2013.
  4. 1:1
  5. Includes amounts credited to Mr. Hartmann's account through 4/30/2013. The vested amount will be paid in cash lump sum installments as elected by the reporting officer upon termination of employment (in accordance with IRS 409A).