Home > Insider Trading > Filing (0001096906-13-000628)

Filing Details

Accession Number:: 0001096906-13-000628
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-04-30 17:25:49
Reporting Period:: 2013-04-15

Filing Date:: 2013-04-30
Accepted Time:: 2013-04-30 17:25:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
318673	Security National Financial Corp	SNFCA	Finance Services (6199)	870345941

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1268844	M Scott Quist	7 Wanderwood Way Sandy UT 84092	Chairman Of Board; Pres.; Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2013-02-01	11,825	$7.26	201,996	No	4	J	Direct
Class C Common Stock	Acquisiton	2013-02-01	93,195	$7.26	2,853,694	No	4	J	Direct
Class A Common Stock	Disposition	2013-04-15	6,500	$7.00	195,496	No	4	S	Direct
Class A Common Stock	Disposition	2013-04-24	6,500	$7.40	188,996	No	4	S	Direct
Class A Common Stock	Disposition	2013-04-29	6,500	$7.87	182,496	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	J	Direct
No	4	J	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class C Common Stock	Employee Stock Option (right to buy)	Acquisiton	2005-03-25	1,034,219	$0.25	1,034,219	$0.25
Class C Common Stock	Employee Stock Option (right to buy)	Acquisiton	2008-03-31	638,138	$0.33	638,138	$0.33
Class C Common Stock	Employee Stock Option (right to buy)	Acquisiton	2009-12-04	1,215,506	$0.32	1,215,506	$0.32
Class C Common Stock	Employee Stock Option (right to buy)	Acquisiton	2010-12-03	1,157,625	$0.17	1,157,625	$0.17
Class C Common Stock	Employee Stock Option (right to buy)	Acquisiton	2011-12-02	1,102,500	$0.13	1,102,500	$0.13
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2012-04-13	105,000	$1.63	105,000	$1.63

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,034,219	2005-03-25	2015-03-25	No	4	A	Direct
638,138	2008-03-31	2013-03-31	No	4	A	Direct
1,215,506	2010-03-04	2014-12-04	No	4	A	Direct
1,157,625	2011-03-03	2015-12-03	No	4	A	Direct
1,102,500	2012-03-02	2016-12-02	No	4	A	Direct
105,000	2012-07-13	2017-04-13	No	4	A	Direct

Footnotes

Received pursuant to a 5% stock dividend declared on December 7, 2012 and paid on February 1, 2013.
Owned jointly by the reporting person and his wife. Does not include a total of 251,276 shares of Class A Common Stock and 413,513 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, the Deferred Compensation Plan, and Associated Investors.
This option was originally reported as an option for either 70,000 shares of Class A Common Stock at an exercise price of $3.51 per share or 700,000 shares of Class C Common Stock at an exercise price of $0.351 per share, or a combination thereof. This option reflects the reporting person's election to have an option for 700,000 shares of Class C Common Stock at an exercise price of $0.351 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 17, 2006, February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was originally granted as an option for either 50,000 shares of Class A Common Stock at an exercise price of $4.24 per share or 500,000 shares of Class C Common Stock at an exercise price of $0.424 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 500,000 shares of Class C Common Stock at an exercise price of $0.424 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was originally granted as an option for either 100,000, shares of Class A Common Stock at an exercise price of $3.87 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.387 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.387 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was originally granted as an option for either 100,000 shares of Class A Common Stock at an exercise price of $2.01 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.201 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.201 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 2, 2011 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $1.43 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.143 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.143 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2012 and February 1, 2013. This option vests in four equal quarterly installments, beginning on March 2, 2012, until such shares are fully vested.
This option was granted on April 13, 2012 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $1.34 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.134 per share, or any combination thereof. At such time as the 2003 Stock Option Plan is amended to provide for the issuance of an additional 1,000,000 shares of Class C Common Stock, the reporting person will elect to have the option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.134 per share This option reflects the reporting person's election to have an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.134 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2013. The option vests in four equal quarterly installments of Class A Common Stock, beginning on July 13, 2012, until such shares are fully vested.